17 CFR Part 37 - SWAP EXECUTION FACILITIES
- Subpart A—General Provisions (§§ 37.1 - 37.12)
- Subpart B—Compliance With Core Principles (§ 37.100)
- Subpart C—Compliance With Rules (§§ 37.200 - 37.206)
- Subpart D—Swaps Not Readily Susceptible to Manipulation (§§ 37.300 - 37.301)
- Subpart E—Monitoring of Trading and Trade Processing (§§ 37.400 - 37.408)
- Subpart F—Ability to Obtain Information (§§ 37.500 - 37.504)
- Subpart G—Position Limits or Accountability (§§ 37.600 - 37.601)
- Subpart H—Financial Integrity of Transactions (§§ 37.700 - 37.703)
- Subpart I—Emergency Authority (§§ 37.800 - 37.801)
- Subpart J—Timely Publication of Trading Information (§§ 37.900 - 37.901)
- Subpart K—Recordkeeping and Reporting (§§ 37.1000 - 37.1001)
- Subpart L—Antitrust Considerations (§§ 37.1100 - 37.1101)
- Subpart M—Conflicts of Interest (§ 37.1200)
- Subpart N—Financial Resources (§§ 37.1300 - 37.1307)
- Subpart O—System Safeguards (§§ 37.1400 - 37.1401)
- Subpart P—Designation of Chief Compliance Officer (§§ 37.1500 - 37.1501)
- Appendix A to Part 37—Form SEF
- Appendix B to Part 37—Guidance on, and Acceptable Practices in, Compliance with Core Principles
Authority:
Source:
78 FR 33582, June 4, 2013, unless otherwise noted.