17 CFR Part 42 - ANTI-MONEY LAUNDERING, TERRORIST FINANCING

Authority:
7 U.S.C. 1a, 2, 5, 6, 6b, 6d, 6f, 6g, 7, 7a, 7a-1, 7a-2, 7b, 7b-1, 7b-2, 9, 12, 12a, 12c, 13a, 13a-1, 13c, 16 and 21; 12 U.S.C. 1786(q), 1818, 1829b and 1951-1959; 31 U.S.C. 5311-5314 and 5316-5332; title III, secs. 312-314, 319, 321, 326, 352, Pub. L. 107-56, 115 Stat. 307.
Source:
68 FR 25159, May 9, 2003, unless otherwise noted.
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Pub. L. 111–203, title VII, §\u202f734(a), July 21, 2010, 124 Stat. 1718', 'cleanpath': '/uscode/text/7/7a'}, {'Title': '7', 'Section': '7a-1', 'headtext': ' Derivatives clearing organizations', 'cleanpath': '/uscode/text/7/7a-1'}, {'Title': '7', 'Section': '7a-2', 'headtext': ' Common provisions applicable to registered entities', 'cleanpath': '/uscode/text/7/7a-2'}, {'Title': '7', 'Section': '7b', 'headtext': ' Suspension or revocation of designation as registered entity', 'cleanpath': '/uscode/text/7/7b'}, {'Title': '7', 'Section': '7b-1', 'headtext': ' Designation of securities exchanges and associations as contract markets', 'cleanpath': '/uscode/text/7/7b-1'}, {'Title': '7', 'Section': '7b-2', 'headtext': ' Privacy', 'cleanpath': '/uscode/text/7/7b-2'}, {'Title': '7', 'Section': '9', 'headtext': ' Prohibition regarding manipulation and false information', 'cleanpath': '/uscode/text/7/9'}, {'Title': '7', 'Section': '12', 'headtext': ' Public disclosure', 'cleanpath': '/uscode/text/7/12'}, {'Title': '7', 'Section': '12a', 'headtext': ' Registration of commodity dealers and associated persons; regulation of registered entities', 'cleanpath': '/uscode/text/7/12a'}, {'Title': '7', 'Section': '12c', 'headtext': ' Disciplinary actions', 'cleanpath': '/uscode/text/7/12c'}, {'Title': '7', 'Section': '13a', 'headtext': ' Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses', 'cleanpath': '/uscode/text/7/13a'}, {'Title': '7', 'Section': '13a-1', 'headtext': ' Enjoining or restraining violations', 'cleanpath': '/uscode/text/7/13a-1'}, {'Title': '7', 'Section': '13c', 'headtext': ' Responsibility as principal; minor violations', 'cleanpath': '/uscode/text/7/13c'}, {'Title': '7', 'Section': '16', 'headtext': ' Commission operations', 'cleanpath': '/uscode/text/7/16'}, {'Title': '7', 'Section': '21', 'headtext': ' Registered futures associations', 'cleanpath': '/uscode/text/7/21'}, {'Title': '12', 'Section': '1786', 'headtext': ' Termination of insured credit union status; cease and desist orders; removal or suspension from office; procedure', 'cleanpath': '/uscode/text/12/1786'}, {'Title': '12', 'Section': '1818', 'headtext': ' Termination of status as insured depository institution', 'cleanpath': '/uscode/text/12/1818'}, {'Title': '12', 'Section': '1829b', 'headtext': ' Retention of records by insured depository institutions', 'cleanpath': '/uscode/text/12/1829b'}, {'Title': '12', 'Section': '1951', 'headtext': ' Congressional findings and declaration of purpose', 'cleanpath': '/uscode/text/12/1951'}, {'Title': '12', 'Section': '1952', 'headtext': ' Reports on ownership and control', 'cleanpath': '/uscode/text/12/1952'}, {'Title': '12', 'Section': '1953', 'headtext': ' Recordkeeping and procedures', 'cleanpath': '/uscode/text/12/1953'}, {'Title': '12', 'Section': '1954', 'headtext': ' Injunctions', 'cleanpath': '/uscode/text/12/1954'}, {'Title': '12', 'Section': '1955', 'headtext': ' Civil penalties', 'cleanpath': '/uscode/text/12/1955'}, {'Title': '12', 'Section': '1956', 'headtext': ' Criminal penalty', 'cleanpath': '/uscode/text/12/1956'}, {'Title': '12', 'Section': '1957', 'headtext': ' Additional criminal penalty in certain cases', 'cleanpath': '/uscode/text/12/1957'}, {'Title': '12', 'Section': '1958', 'headtext': ' Compliance', 'cleanpath': '/uscode/text/12/1958'}, {'Title': '12', 'Section': '1959', 'headtext': ' Administrative procedure', 'cleanpath': '/uscode/text/12/1959'}, {'Title': '31', 'Section': '5311', 'headtext': ' Declaration of purpose', 'cleanpath': '/uscode/text/31/5311'}, {'Title': '31', 'Section': '5312', 'headtext': ' Definitions and application', 'cleanpath': '/uscode/text/31/5312'}, {'Title': '31', 'Section': '5313', 'headtext': ' Reports on domestic coins and currency transactions', 'cleanpath': '/uscode/text/31/5313'}, {'Title': '31', 'Section': '5314', 'headtext': ' Records and reports on foreign financial agency transactions', 'cleanpath': '/uscode/text/31/5314'}, {'Title': '31', 'Section': '5316', 'headtext': ' Reports on exporting and importing monetary instruments', 'cleanpath': '/uscode/text/31/5316'}, {'Title': '31', 'Section': '5317', 'headtext': ' Search and forfeiture of monetary instruments', 'cleanpath': '/uscode/text/31/5317'}, {'Title': '31', 'Section': '5318', 'headtext': ' Compliance, exemptions, and summons authority', 'cleanpath': '/uscode/text/31/5318'}, {'Title': '31', 'Section': '5318A', 'headtext': ' Special measures for jurisdictions, financial institutions, international transactions, or types of accounts of primary money laundering concern', 'cleanpath': '/uscode/text/31/5318A'}, {'Title': '31', 'Section': '5319', 'headtext': ' Availability of reports', 'cleanpath': '/uscode/text/31/5319'}, {'Title': '31', 'Section': '5320', 'headtext': ' Injunctions', 'cleanpath': '/uscode/text/31/5320'}, {'Title': '31', 'Section': '5321', 'headtext': ' Civil penalties', 'cleanpath': '/uscode/text/31/5321'}, {'Title': '31', 'Section': '5322', 'headtext': ' Criminal penalties', 'cleanpath': '/uscode/text/31/5322'}, {'Title': '31', 'Section': '5323', 'headtext': ' Rewards for informants', 'cleanpath': '/uscode/text/31/5323'}, {'Title': '31', 'Section': '5324', 'headtext': ' Structuring transactions to evade reporting requirement prohibited', 'cleanpath': '/uscode/text/31/5324'}, {'Title': '31', 'Section': '5325', 'headtext': ' Identification required to purchase certain monetary instruments', 'cleanpath': '/uscode/text/31/5325'}, {'Title': '31', 'Section': '5326', 'headtext': ' Records of certain domestic transactions', 'cleanpath': '/uscode/text/31/5326'}, {'Title': '31', 'Section': '5327', 'headtext': ' Repealed. Pub. L. 104–208, div. A, title II, §\u202f2223(1), Sept. 30, 1996, 110 Stat. 3009–415]', 'cleanpath': '/uscode/text/31/5327'}, {'Title': '31', 'Section': '5328', 'headtext': ' Whistleblower protections', 'cleanpath': '/uscode/text/31/5328'}, {'Title': '31', 'Section': '5329', 'headtext': ' Staff commentaries', 'cleanpath': '/uscode/text/31/5329'}, {'Title': '31', 'Section': '5330', 'headtext': ' Registration of money transmitting businesses', 'cleanpath': '/uscode/text/31/5330'}, {'Title': '31', 'Section': '5331', 'headtext': ' Reports relating to coins and currency received in nonfinancial trade or business', 'cleanpath': '/uscode/text/31/5331'}, {'Title': '31', 'Section': '5332', 'headtext': ' Bulk cash smuggling into or out of the United States', 'cleanpath': '/uscode/text/31/5332'}], 'Statutes at Large': [{'Volume': '115', 'Page': '307', 'headtext': '115 Stat. 307', 'cleanpath': 'https://www.law.cornell.edu/rio/citation/115_Stat._307'}], 'Public Laws': [], 'Presidential Documents': []}