12 CFR Part 16 - SECURITIES OFFERING DISCLOSURE RULES
- § 16.1 — Authority, purpose, and scope.
- § 16.2 — Definitions.
- § 16.3 — Registration statement and prospectus requirements.
- § 16.4 — Communications not deemed an offer.
- § 16.5 — Exemptions.
- § 16.6 — Sales of nonconvertible debt.
- § 16.7 — Nonpublic offerings.
- § 16.8 — Small issues.
- § 16.9 — Securities offered and sold in holding company dissolution.
- § 16.15 — Form and content.
- § 16.16 — Effectiveness.
- § 16.17 — Filing requirements and inspection of documents.
- § 16.18 — Use of prospectus.
- § 16.19 — Withdrawal or abandonment.
- § 16.30 — Request for interpretive advice or no-objection letter.
- § 16.31 — Escrow requirement.
- § 16.32 — Fraudulent transactions and unsafe and unsound practices.
- § 16.33 — Filing fees.
Authority:
12 U.S.C. 1et seq. and 93a.
Source:
59 FR 54798, Nov. 2, 1994, unless otherwise noted.
Title 12 published on 2015-01-01.
No entries appear in the Federal Register after this date, for 12 CFR Part 16.