12 CFR Part 16 - SECURITIES OFFERING DISCLOSURE RULES
- § 16.1 Authority, purpose, and scope.
- § 16.2 Definitions.
- § 16.3 Registration statement and prospectus requirements.
- § 16.4 Communications not deemed an offer.
- § 16.5 Exemptions.
- § 16.6 Sales of nonconvertible debt.
- § 16.7 Nonpublic offerings.
- § 16.8 Small issues.
- § 16.9 Securities offered and sold in holding company dissolution.
- § 16.10 Sales of securities at an office of a Federal savings association.
- § 16.15 Form and content.
- § 16.16 Effectiveness.
- § 16.17 Filing requirements and inspection of documents.
- § 16.18 Use of prospectus.
- § 16.19 Withdrawal or abandonment.
- § 16.30 Request for interpretive advice or no-objection letter.
- § 16.31 Escrow requirement.
- § 16.32 Fraudulent transactions and unsafe or unsound practices.
- § 16.33 Filing fees.
Authority:
12 U.S.C. 1 et seq., 93a, 1462a, 1463, 1464, and 5412(b)(2)(B).
Source:
59 FR 54798, Nov. 2, 1994, unless otherwise noted.
The following state regulations pages link to this page.