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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 12 - Banks and Banking
  4. CHAPTER I - COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY
  5. PART 16 - SECURITIES OFFERING DISCLOSURE RULES

12 CFR Part 16 - SECURITIES OFFERING DISCLOSURE RULES

  • CFR
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  1. § 16.1 Authority, purpose, and scope.
  2. § 16.2 Definitions.
  3. § 16.3 Registration statement and prospectus requirements.
  4. § 16.4 Communications not deemed an offer.
  5. § 16.5 Exemptions.
  6. § 16.6 Sales of nonconvertible debt.
  7. § 16.7 Nonpublic offerings.
  8. § 16.8 Small issues.
  9. § 16.9 Securities offered and sold in holding company dissolution.
  10. § 16.10 Sales of securities at an office of a Federal savings association.
  11. § 16.15 Form and content.
  12. § 16.16 Effectiveness.
  13. § 16.17 Filing requirements and inspection of documents.
  14. § 16.18 Use of prospectus.
  15. § 16.19 Withdrawal or abandonment.
  16. § 16.30 Request for interpretive advice or no-objection letter.
  17. § 16.31 Escrow requirement.
  18. § 16.32 Fraudulent transactions and unsafe or unsound practices.
  19. § 16.33 Filing fees.
Authority:
12 U.S.C. 1 et seq., 93a, 1462a, 1463, 1464, and 5412(b)(2)(B).
Source:
59 FR 54798, Nov. 2, 1994, unless otherwise noted.

The following state regulations pages link to this page.



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