12 CFR Part 344 - RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
- § 344.1 — Purpose and scope.
- § 344.2 — Exceptions.
- § 344.3 — Definitions.
- § 344.4 — Recordkeeping.
- § 344.5 — Content and time of notification.
- § 344.6 — Notification by agreement; alternative forms and times of notification.
- § 344.7 — Settlement of securities transactions.
- § 344.8 — Securities trading policies and procedures.
- § 344.9 — Personal securities trading reporting by bank officers and employees.
- § 344.10 — Waivers.
Authority:
Source:
62 FR 9919, Mar. 5, 1997, unless otherwise noted.
Title 12 published on 2014-01-01
no entries appear in the Federal Register after this date.