12 CFR Part 344 - RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
- § 344.1 — Purpose and scope.
- § 344.2 — Exceptions.
- § 344.3 — Definitions.
- § 344.4 — Recordkeeping.
- § 344.5 — Content and time of notification.
- § 344.6 — Notification by agreement; alternative forms and times of notification.
- § 344.7 — Settlement of securities transactions.
- § 344.8 — Securities trading policies and procedures.
- § 344.9 — Personal securities trading reporting by bank officers and employees.
- § 344.10 — Waivers.
Authority:
Source:
62 FR 9919, Mar. 5, 1997, unless otherwise noted.
Effective Date Note:
At 78 FR 76723, Dec. 19, 2013, part 344 was revised, effective Jan. 21, 2014. For the convenience of the user, the revised text in effect Jan. 21, 2014, follows the old part.
Title 12 published on 2015-01-01.
No entries appear in the Federal Register after this date, for 12 CFR Part 344.