13 CFR Subpart E - Managing the Operations of a Licensee

• § 107.500 Lawful operations under the Act.
• § 107.501 Identification as a Licensee.
• § 107.502 Representations to the public.
• § 107.503 Licensee's adoption of an approved valuation policy.
• § 107.504 Equipment and office requirements.
• § 107.506 Safeguarding Licensee's assets/Internal controls.
• § 107.507 Violations based on false filings and nonperformance of agreements with SBA.
• § 107.509 Employment of SBA officials.

• § 107.510 SBA approval of Licensee's Investment Adviser/Manager.
• § 107.520 Management Expenses of a Licensee.

• § 107.530 Restrictions on investments of idle funds by leveraged Licensees.

• § 107.550 Prior approval of secured third-party debt of leveraged Licensees.
• § 107.560 Subordination of SBA's creditor position.
• § 107.565 Restrictions on third-party debt of Early Stage SBICs.
• § 107.570 Restrictions on third-party debt of issuers of Participating Securities.

• § 107.585 Voluntary decrease in Licensee's Regulatory Capital.

• § 107.590 Licensee's requirement to maintain active operations.