17 CFR 37.6 - Enforceability.

Status message

There is 1 rule appearing in the Federal Register for 17 CFR Part 37. View below or at eCFR (GPOAccess)
§ 37.6 Enforceability.
(a) A transaction entered into on or pursuant to the rules of a swap execution facility shall not be void, voidable, subject to rescission, otherwise invalidated, or rendered unenforceable as a result of:
(1) A violation by the swap execution facility of the provisions of section 5h of the Act or this part;
(2) Any Commission proceeding to alter or supplement a rule, term, or condition under section 8a(7) of the Act or to declare an emergency under section 8a(9) of the Act; or
(3) Any other proceeding the effect of which is to:
(i) Alter or supplement a specific term or condition or trading rule or procedure; or
(ii) Require a swap execution facility to adopt a specific term or condition, trading rule or procedure, or to take or refrain from taking a specific action.
(b) A swap execution facility shall provide each counterparty to a transaction that is entered into on or pursuant to the rules of the swap execution facility with a written record of all of the terms of the transaction which shall legally supersede any previous agreement and serve as a confirmation of the transaction. The confirmation of all terms of the transaction shall take place at the same time as execution; provided that specific customer identifiers for accounts included in bunched orders involving swaps need not be included in confirmations provided by a swap execution facility if the applicable requirements of § 1.35(b)(5) of this chapter are met.

Title 17 published on 2014-04-01.

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2015-03-10; vol. 80 # 46 - Tuesday, March 10, 2015
    1. 80 FR 12555 - Initial Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission
      GPO FDSys XML | Text
      Supplementation of rulemaking preambles and request for comments.
      Comments must be received on or before May 11, 2015.
      17 CFR Parts 1, 3, 23, 37, 43, 45, 46, and 170

Title 17 published on 2014-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 37 after this date.

  • 2015-03-25; vol. 80 # 57 - Wednesday, March 25, 2015
    1. 80 FR 15699 - Position Limits for Derivatives and Aggregation of Positions; Correction
      GPO FDSys XML | Text
      Notice of proposed rulemaking; provision of Table 11a; and reopening of comment periods; correction.
      The comment periods for the Aggregation Proposal published November 15, 2013, at 78 FR 68946, and for the Position Limits Proposal published December 12, 2013, at 78 FR 75680, which reopened on February 26, 2015, will close on March 30, 2015.
      17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150