17 CFR 37.7 - Prohibited use of data collected for regulatory purposes.

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There is 1 rule appearing in the Federal Register for 17 CFR Part 37. View below or at eCFR (GPOAccess)
§ 37.7 Prohibited use of data collected for regulatory purposes.
A swap execution facility shall not use for business or marketing purposes any proprietary data or personal information it collects or receives, from or on behalf of any person, for the purpose of fulfilling its regulatory obligations; provided, however, that a swap execution facility may use such data or information for business or marketing purposes if the person from whom it collects or receives such data or information clearly consents to the swap execution facility's use of such data or information in such manner. A swap execution facility shall not condition access to its market(s) or market services on a person's consent to the swap execution facility's use of proprietary data or personal information for business or marketing purposes. A swap execution facility, where necessary for regulatory purposes, may share such data or information with one or more swap execution facilities or designated contract markets registered with the Commission.

Title 17 published on 2014-04-01.

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2015-03-10; vol. 80 # 46 - Tuesday, March 10, 2015
    1. 80 FR 12555 - Initial Response to District Court Remand Order in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      Supplementation of rulemaking preambles and request for comments.
      Comments must be received on or before May 11, 2015.
      17 CFR Parts 1, 3, 23, 37, 43, 45, 46, and 170

Title 17 published on 2014-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 37 after this date.

  • 2015-03-25; vol. 80 # 57 - Wednesday, March 25, 2015
    1. 80 FR 15699 - Position Limits for Derivatives and Aggregation of Positions; Correction
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      Notice of proposed rulemaking; provision of Table 11a; and reopening of comment periods; correction.
      The comment periods for the Aggregation Proposal published November 15, 2013, at 78 FR 68946, and for the Position Limits Proposal published December 12, 2013, at 78 FR 75680, which reopened on February 26, 2015, will close on March 30, 2015.
      17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140, and 150