17 CFR Part 166 - CUSTOMER PROTECTION RULES

Authority:
7 U.S.C. 1a, 2, 6b, 6c, 6d, 6g, 6h, 6k, 6l, 6o, 7, 12a, 21, and 23, as amended by the Commodity Futures Modernization Act of 2000, appendix E of Pub. L. 106-554, 114 Stat. 2763 (2000).
{'United States Code': [{'Title': '7', 'Section': '1a', 'headtext': ' Definitions', 'cleanpath': '/uscode/text/7/1a'}, {'Title': '7', 'Section': '2', 'headtext': ' Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce', 'cleanpath': '/uscode/text/7/2'}, {'Title': '7', 'Section': '6b', 'headtext': ' Contracts designed to defraud or mislead', 'cleanpath': '/uscode/text/7/6b'}, {'Title': '7', 'Section': '6c', 'headtext': ' Prohibited transactions', 'cleanpath': '/uscode/text/7/6c'}, {'Title': '7', 'Section': '6d', 'headtext': ' Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts', 'cleanpath': '/uscode/text/7/6d'}, {'Title': '7', 'Section': '6g', 'headtext': ' Reporting and recordkeeping', 'cleanpath': '/uscode/text/7/6g'}, {'Title': '7', 'Section': '6h', 'headtext': ' False self-representation as registered entity member prohibited', 'cleanpath': '/uscode/text/7/6h'}, {'Title': '7', 'Section': '6k', 'headtext': ' Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons', 'cleanpath': '/uscode/text/7/6k'}, {'Title': '7', 'Section': '6l', 'headtext': ' Commodity trading advisors and commodity pool operators; Congressional finding', 'cleanpath': '/uscode/text/7/6l'}, {'Title': '7', 'Section': '6o', 'headtext': ' Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons', 'cleanpath': '/uscode/text/7/6o'}, {'Title': '7', 'Section': '7', 'headtext': ' Designation of boards of trade as contract markets', 'cleanpath': '/uscode/text/7/7'}, {'Title': '7', 'Section': '12a', 'headtext': ' Registration of commodity dealers and associated persons; regulation of registered entities', 'cleanpath': '/uscode/text/7/12a'}, {'Title': '7', 'Section': '21', 'headtext': ' Registered futures associations', 'cleanpath': '/uscode/text/7/21'}, {'Title': '7', 'Section': '23', 'headtext': ' Standardized contracts for certain commodities', 'cleanpath': '/uscode/text/7/23'}], 'Statutes at Large': [], 'Public Laws': [], 'Presidential Documents': []}