17 CFR Part 23 - Subpart J - Duties of Swap Dealers and Major Swap Participants
prev | next
- § 23.600 Risk Management Program for swap dealers and major swap participants.
- § 23.601 Monitoring of position limits.
- § 23.602 Diligent supervision.
- § 23.603 Business continuity and disaster recovery.
- § 23.604 [Reserved]
- § 23.605 Conflicts of interest policies and procedures.
- § 23.606 General information: availability for disclosure and inspection.
- § 23.607 Antitrust considerations.
- § 23.608 Restrictions on counterparty clearing relationships.
- § 23.609 Clearing member risk management.
- § 23.610 Clearing member acceptance for clearing.
- § 23.611 Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with clearing member acceptance for clearing.
Source:
77 FR 20205, Apr. 3, 2012, unless otherwise noted.