17 CFR Part 30 - FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS

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Authority:

7 U.S.C. 1a, 2, 6, 6c, and 12a, unless otherwise noted.

Source:

52 FR 28998, Aug. 5, 1987, unless otherwise noted.

Title 17 published on 2014-04-01

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

2014-07-30; vol. 79 # 146 - Wednesday, July 30, 2014

79 FR 44125 - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

GPO FDSys XML | Text

Additional Documents

type	regulations.gov
FR Doc.	2014-17934
RIN	3038-AD88

COMMODITY FUTURES TRADING COMMISSION

Correcting Amendments.

Effective on July 30, 2014.

17 CFR Parts 1, 30, and 140

Summary

The Commodity Futures Trading Commission (“CFTC”) is correcting final rules published in the Federal Register of November 14, 2013 (“final rules”). Those rules, which adopted new regulations and amended existing regulations requiring enhanced customer protections, risk management programs, internal monitoring and controls, capital and liquidity standards, customer disclosures, and auditing and examination programs for futures commission merchants, took effect on January 13, 2014. This correction amends erroneous cross-references found in three sections of the final rules. Additionally, this correction amends one section of the final rules to insert language that was in the proposed rulemaking, and which was stated as being adopted in the preamble to the final rules, but was erroneously omitted from the final rule text.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code

U.S. Code: Title 7 - AGRICULTURE

§ 1a - Definitions

§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce

§ 6 - Regulation of futures trading and foreign transactions

§ 6c - Prohibited transactions

§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities

Title 17 published on 2014-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 30 after this date.

2014-07-30; vol. 79 # 146 - Wednesday, July 30, 2014

79 FR 44125 - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction

GPO FDSys XML | Text

Additional Documents

type	regulations.gov
FR Doc.	2014-17934
RIN	3038-AD88

COMMODITY FUTURES TRADING COMMISSION

Correcting Amendments.

Effective on July 30, 2014.

17 CFR Parts 1, 30, and 140

Summary

The Commodity Futures Trading Commission (“CFTC”) is correcting final rules published in the Federal Register of November 14, 2013 (“final rules”). Those rules, which adopted new regulations and amended existing regulations requiring enhanced customer protections, risk management programs, internal monitoring and controls, capital and liquidity standards, customer disclosures, and auditing and examination programs for futures commission merchants, took effect on January 13, 2014. This correction amends erroneous cross-references found in three sections of the final rules. Additionally, this correction amends one section of the final rules to insert language that was in the proposed rulemaking, and which was stated as being adopted in the preamble to the final rules, but was erroneously omitted from the final rule text.

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17 CFR Part 30 - FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS

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