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confrontation clause

Briscoe v. Virginia

Issues

When entering a certificate of forensic laboratory analysis as evidence, does a state sufficiently satisfy the Confrontation Clause by allowing the defendant to call a forensic analyst who prepared the report as an adverse witness, or must the forensic analyst be presented for cross-examination during the prosecution’s case?

 

This case involves how a state can comply with the Confrontation Clause when presenting certificates of forensic analysis into evidence, rather than having the forensic analyst testify to the results of the evidence testing. In June 2009, the Supreme Court held in Melendez-Diaz v. Massachusetts that certificates of analysis must be accompanied by an opportunity to cross-examine the forensic analyst who prepared the report. However, Virginia Code Sections 19.2-187 and 19.2-187.1 allow for a defendant to question a forensic analyst at trial by calling him as a defense witness. Petitioners Mark Briscoe and Sheldon Cypress argue that this violates Melendez-Diaz and the Confrontation Clause by shifting the burden to the defendant and creating a waiver of a constitutional right through inaction. Virginia claims that the scheme is constitutional because the defendants are on notice of the charges against them and may still call the forensic analyst as a witness themselves. This case could affect trial strategy and the cost of presenting forensic evidence, as well as provide an opportunity for the Court to examine the recent 5-4 Melendez-Diaz v. Massachusetts decision, where recently retired Justice David Souter cast a deciding vote.

Questions as Framed for the Court by the Parties

If a state allows a prosecutor to introduce a certificate of a forensic laboratory analysis, without presenting the testimony of the analyst who prepared the certificate, does the state avoid violating the Confrontation Clause of the Sixth Amendment by providing that the accused has a right to call the analyst as his own witness?

Statutes at issue

Virginia Code Sections 19.2-187 and 19.187.1, as they were written before August 21, 2009, governed the admissibility into evidence of certificates of analysis. See Virginia Code §§ 19.2-18719.187,1 

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Additional Resources

·      LII Bulletin Preview: Melendez-Diaz v. Massachusetts

·      Confronting Forensic Evidence: Implications of Melendez-Diaz v. Massachusetts and Briscoe v. Virginia

·      The New York Times: Justices Revisit Rule Requiring Lab Testimony

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Bullcoming v. New Mexico

Issues

During a trial, when the prosecution introduces a forensic laboratory report, does it satisfy the Confrontation Clause if a laboratory analyst who did not perform the analysis testifies and is cross-examined by the defendant, or must the analyst who prepared the report take the stand?

 

Following an arrest for Driving While Intoxicated (DWI), Petitioner Donald Bullcoming’s blood was tested at the New Mexico Department of Health in order to determine his blood alcohol content (BAC). At trial, the laboratory’s report was admitted into evidence even though the actual analyst who performed the test was not a witness. Instead, another analyst from the Department of Health testified to the laboratory’s procedures and the machinery used to conduct the BAC test. On appeal, Bullcoming argues that the information in the report was testimonial and that, because the actual analyst was not a witness subject to cross-examination, his Sixth Amendment right to confrontation was violated. Respondent New Mexico contends that the report is not testimonial because the testing analyst merely transcribed raw data and that, even if it is testimonial, Bullcoming’s confrontation rights were satisfied by the opportunity to retest the sample and cross-examine another analyst. To decide this case, the Supreme Court must balance a defendant’s right to confrontation against the burden that requiring the actual analyst to testify imposes on the state.

Questions as Framed for the Court by the Parties

Whether the Confrontation Clause permits the prosecution to introduce testimonial statements of a  non-testifying  forensic analyst through the in-court testimony of a supervisor or other person who did not perform or observe the laboratory analysis described in the statements.

A jury convicted Petitioner Donald Bullcoming of aggravated Driving While Intoxicated (DWI); he was sentenced to two years in prison. See New Mexico v. Bullcoming, 226 P.3d 1, 4–5 (N.M.

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Davis v. Washington

Issues

Are 911 calls — previously admissible as evidence in court even when the witness was absent under exceptions to the hearsay rule — "testimonial" statements and therefore no longer admissible under the new Crawford standard?

 

The Confrontation Clause of the Sixth Amendment codifies the long-recognized right of an accused to confront his/her accuser, and the corresponding “hearsay rule” requires that if the  accuser  does not testify at trial his/her statements can not be used as evidence.  The trial  judge in this case  allowed a 911 call made by Davis' alleged victim into evidence even though the victim failed to appear at trial.  The Washington Court of Appeals and Washington Supreme Court upheld that decision based on a well-recognized exception to the hearsay rule for reliable or spontaneous statements. Davis now appeals that these decisions were improper in light of the recent Crawford standard which forbids "testimonial" statements from being introduced in the absence of the witness.  Davis claims that the Framers of the Constitution understood the Confrontation Clause to apply to immediate reports of crime to government agents, and therefore, despite the change of technological context, the Clause also applies to 911 calls.  Washington responds that the motivation of the Confrontation Clause — preventing prosecutorial abuse — will not be served by Davis’s interpretation since 911 operators are unlikely to be soliciting testimony with an eye towards trial.  This case, which will be heard back-to-back with Hammon v. Indiana, is the first in which the Court will address the admissibility of the content of 911 calls in the absence of the witness under the reformulated Crawford standard.  Along with the rights of defendants, the case will also have a significant effect on the ability of prosecutors nationwide to convict the accused in "evidence-based" cases where the alleged victim is unavailable to testify, which are especially prevalent in the domestic violence context.

Questions as Framed for the Court by the Parties

Whether an alleged victim's statements to a 911 operator naming her assailant — admitted as "excited utterances" under a jurisdiction's hearsay law — constitute "testimonial" statements subject to the Confrontation Clause restrictions enunciated in Crawford v. Washington, 541 U.S. 36 (2004).

At 11:54 a.m. on February 1, 2001, a 911 operator in Kent, Washington, picked up a call only to hear a dial tone — the party on the other end had hung up before speaking.  Brief for Respondent at 1, State v.

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Hemphill v. New York

Issues

Does a criminal defendant’s introduction of evidence at trial “open the door” to the government’s admission of responsive evidence that would otherwise be barred by the Confrontation Clause?

This case asks the Supreme Court to balance state criminal evidence rules and Sixth Amendment rights. New York’s opening-the-door rule allows the admission of otherwise inadmissible evidence if a party has given an incomplete and misleading impression of the issue. Under this rule, if a criminal defendant “opens the door” to responsive evidence, the defendant also forfeits their right to exclude that evidence on the grounds that it is barred by the Confrontation Clause. Darrell Hemphill contends that New York violated his Sixth Amendment right to confront his accuser by ruling that the state’s opening-the-door rule superseded the Confrontation Clause. New York argues that the opening-the-door rule does not infringe on Hemphill’s constitutional rights. The outcome of this case has heavy implications for a defendant’s rights under the Sixth Amendment and the states’ trial procedures.

Questions as Framed for the Court by the Parties

Whether, or under what circumstances, a criminal defendant, whose argumentation or introduction of evidence at trial “opens the door” to the admission of responsive evidence that would otherwise be barred by the rules of evidence, also forfeits his right to exclude evidence otherwise barred by the confrontation clause.

On April 6, 2006, Ronell Gilliam and a black man wearing a blue top got into a physical fight with others in the Bronx. People v. Hemphill at 472. Shortly after that fight, this other man pulled a gun and opened fire. Id. This shooting caused a stray 9mm bullet to enter a passing minivan, striking and killing a two-year-old child inside.

Acknowledgments

The authors would like to thank Professor John Blume for his insights into this case.

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Michigan v. Bryant

Issues

Whether statements to police, that are given by a witness experiencing a medical emergency while the perpetrator is still at large should be classified as “nontestimonial” under the exception to the Confrontation Clause for statements made with a “primary purpose” of enabling police to meet an “ongoing emergency?”

 

As Anthony Covington lay on the ground injured from a gunshot wound, he provided police officers on the scene with a description of his alleged shooter, before dying a few hours later. The police arrested the suspected shooter, Richard Bryant, based on Covington’s statements, and Bryant was subsequently convicted of second-degree murder after the Michigan trial court admitted Covington’s statements into evidence. Bryant claims that the admission of Covington’s statements violated his right to cross-examine an opposing witness, as guaranteed by the Sixth Amendment’s Confrontation Clause. The State of Michigan argues that Covington’s statements were obtained during the police’s response to an “ongoing emergency” and that its admission did not violate the Confrontation Clause. The Supreme Court’s decision in this case will likely offer further guidance on what statements are “nontestimonial” under its landmark decisions in Crawford v. Washington and Davis v. Washington, which redefined the ambit of the Confrontation Clause.

On April 29, 2001, Detroit police officers found Anthony Covington lying on the ground next to his car in a gas station, with a gunshot wound in his abdomen. Covington, in response to the officers’ immediate questions about what happened, replied that he had been shot by the Respondent, Richard Perry Bryant, at approximately 3 a.m. According to Covington, he was standing outside Bryant’s house having a brief conversation through the back door with Bryant when Bryant shot him through the wooden door. Although Covington did not see who shot him, he claimed that he recognized Br

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Ohio v. Clark

Issues

  1. Whether someone who must report suspected child abuse is considered an agent of law enforcement under the Confrontation Clause.
  2. Whether a child’s statements to a teacher about child abuse are “testimonial” statements for purposes of the Confrontation Clause.

The Supreme Court will determine whether teachers who are obligated to report suspected child abuse are agents of law enforcement and whether a child’s out-of-court statements to a teacher about child abuse are testimonial for purposes of the Confrontation Clause. Ohio asserts that a child’s statements made to teachers about potential child abuse are not testimonial because their primary purpose is not intended to further investigation, but rather to protect children. Also, Ohio argues and that teachers that must report suspected child abuse to authorities are not agents of the state. Darius Clark counters that teachers intend to report the potential child abuse when they question children and thus, teachers are agents of the state in doing so. The Additionally, Clark contends that the children’s statements are testimonial because they are meant to further the prosecution of the suspected abuser. The Court’s ruling impacts the admissibility of children’s statements about potential child abuse under the Confrontation Clause when children make statements to teachers who are obligated to report suspected child abuse to state authorities. 

Questions as Framed for the Court by the Parties

  1. Does an individual’s obligation to report suspected child abuse make that individual an agent of law enforcement for purposes of the Confrontation Clause?
  2. Do a child’s out-of-court statements to a teacher in response to the teacher’s concerns about potential child abuse qualify as “testimonial” statements subject to the Confrontation Clause?

T.T. had two children, L.P. and A.T., and lived with her boyfriend Darius Clark. See State v. Clark, 999 N.E.2d 592, 594 (Ohio 2013). While L.P., T.T.’s three-year-old son, was at the William Patrick Day Head Start Center in Cleveland, Ohio, on March 17, 2010, one of his preschool teachers noticed that his eye was bloodshot.

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Acknowledgments

The authors would like to thank Professor Valerie Hans of Cornell Law School for her insights into this case. 

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right to confront witness

Overview

The Sixth Amendment provides that a person accused of a crime has the right to confront a witness against him or her in a criminal action.  This includes the right to be present at the trial (which is guaranteed by the Federal Rules of Criminal Procedure Rule 43).

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Samia v. United States

Issues

Is a criminal defendant’s Sixth Amendment Confrontation Clause right violated by allowing into evidence a co-defendant’s redacted out-of-court confession that immediately incriminates the defendant due to the surrounding context?

This case asks the Supreme Court to determine whether admitting a co-defendant's redacted out-of-court confession that immediately inculpates a defendant based on the surrounding context results in a Confrontation Clause violation. Adam Samia was convicted of murder and other criminal charges at a joint trial after the United States introduced as evidence the redacted confession of Samia’s co-defendant that mentioned and described an accomplice. Samia argues that admitting his co-defendant’s confession violated his Sixth Amendment Confrontation Clause right because the jury likely inferred that he was the unidentified accomplice in his co-defendant’s confession. Samia asserts that under the Supreme Court’s decision in Bruton v. United States, his co-defendant’s confession should have been excluded. The United States counters that no Sixth Amendment violation occurred, and the co-defendant’s confession was properly admitted because, consistent with Bruton, all references to Samia were redacted and a limiting instruction was given. This case has significant implications for the role of trial judges as gatekeepers, prosecutorial discretion and power, and the scope of protection the Sixth Amendment provides.

Questions as Framed for the Court by the Parties

Whether admitting a co-defendant’s redacted out-of-court confession that immediately inculpates a defendant based on the surrounding context violates the defendant’s rights under the Confrontation Clause of the Sixth Amendment.

Adam Samia was employed as a security guard and, in 2011, traveled to the Philippines to work for a company called Echelon Associates. Brief for Petitioner, Adam Samia at 8. Echelon was a front company for the operations of Paul LeRoux, a South African national who ran a global criminal enterprise. Id.

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Smith v. Arizona

Issues

Is the Sixth Amendment’s Confrontation Clause violated when a testifying expert uses a nontestifying expert’s notes as the basis for their opinion when a defendant has not subpoenaed the nontestifying expert or otherwise had an opportunity to cross examine them?

This case asks the Supreme Court to decide whether the Confrontation Clause of the Sixth Amendment is violated when the State employs an expert who uses another expert’s notes as the basis of their own opinion. Jason Smith argues that the Confrontation Clause forbids the introduction of testimonial statements for their truth from expert witnesses whom a defendant has not had the opportunity to cross-examine, and that the testifying expert’s testimony in his case relied on the nontestifying expert’s testimonial notes and conclusions. Arizona argues that the Confrontation Clause allows experts to testify using facts that are not otherwise admissible when the facts are not submitted for their truth, and that the nontestifying expert’s notes in Smith’s case were not testimonial because they were not created for the purpose of testifying and lacked formality. The outcome of this case has serious implications for defendant’s Confrontation Clause rights and prosecutors’ ability to pursue cases that require forensics.

Questions as Framed for the Court by the Parties

Whether the Confrontation Clause of the Sixth Amendment permits the prosecution in a criminal trial to present testimony by a substitute expert conveying the testimonial statements of a nontestifying forensic analyst, on the grounds that (a) the testifying expert offers some independent opinion and the analyst’s statements are offered not for their truth but to explain the expert’s opinion, and (b) the defendant did not independently seek to subpoena the analyst.

The Confrontation Clause in the Sixth Amendment of the Constitution provides defendants with the right to “be confronted with the witnesses against [them],” allowing them to challenge the validity of the testimony before a jury.

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