17 CFR Part 3 - Subpart B - Temporary Licenses
- § 3.40 Temporary licensing of applicants for associated person, floor broker or floor trader registration.
- § 3.42 Termination.
- § 3.43 Relationship to registration.
- § 3.44 Temporary licensing of applicants for guaranteed introducing broker registration.
- § 3.45 Restrictions upon activities.
- § 3.46 Termination.
- § 3.47 Relationship to registration.