17 CFR Part 40 - PROVISIONS COMMON TO REGISTERED ENTITIES | US Law

Authority:

7 U.S.C. 1a, 2, 5, 6, 7, 7a, 8 and 12, as amended by Titles VII and VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Pub. L. 111-203, 124 Stat. 1376 (2010).

Source:

76 FR 44790, July 27, 2011, unless otherwise noted.

Title 17 published on 2015-04-01.

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

2015-10-02; vol. 80 # 191 - Friday, October 2, 2015

80 FR 59575 - Repeal of the Exempt Commercial Market and Exempt Board of Trade Exemptions

GPO FDSys: XML | Text

Additional Documents

type	regulations.gov
FR Doc.	2015-25029
RIN	3038-AE10

COMMODITY FUTURES TRADING COMMISSION

Final rule.

This rulemaking is effective on October 2, 2015.

17 CFR Parts 15, 18, 36, 40, 140

Summary

The Commodity Futures Trading Commission (the “Commission”) is taking final action to revise its regulations by removing the part 36 regulations. Those regulations implemented provisions of the Commodity Exchange Act (“CEA”) that established exempt boards of trade and exempt commercial markets—two categories of derivatives-trading platforms that were eliminated from the CEA by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). This action also removes various cross-references in other Commission regulations implicating exempt boards of trade and exempt commercial markets.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code

U.S. Code: Title 7 - AGRICULTURE

§ 1a - Definitions

§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce

§ 5 - Findings and purpose

§ 6 - Regulation of futures trading and foreign transactions

§ 7 - Designation of boards of trade as contract markets

§ 7a - Repealed. Pub. L. 111–203, title VII, § 734(a), July 21, 2010, 124 Stat. 1718

§ 8 - Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals

§ 12 - Public disclosure

Statutes at Large

124 Stat. 1376

Title 17 published on 2015-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 40 after this date.

2015-10-02; vol. 80 # 191 - Friday, October 2, 2015

80 FR 59575 - Repeal of the Exempt Commercial Market and Exempt Board of Trade Exemptions

GPO FDSys XML | Text

Additional Documents

type	regulations.gov
FR Doc.	2015-25029
RIN	3038-AE10

COMMODITY FUTURES TRADING COMMISSION

Final rule.

This rulemaking is effective on October 2, 2015.

17 CFR Parts 15, 18, 36, 40, 140

Summary

The Commodity Futures Trading Commission (the “Commission”) is taking final action to revise its regulations by removing the part 36 regulations. Those regulations implemented provisions of the Commodity Exchange Act (“CEA”) that established exempt boards of trade and exempt commercial markets—two categories of derivatives-trading platforms that were eliminated from the CEA by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). This action also removes various cross-references in other Commission regulations implicating exempt boards of trade and exempt commercial markets.

Appendix A to Part 40 - Schedule of Fees
Appendixes B-C to Part 40 [Reserved]
Appendix D to Part 40 - Submission Cover Sheet and Instructions

17 CFR Part 40 - PROVISIONS COMMON TO REGISTERED ENTITIES

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