15 U.S. Code SUBCHAPTER I— INVESTMENT COMPANIES

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  1. § 80a–1. Findings and declaration of policy
  2. § 80a–2. Definitions; applicability; rulemaking considerations
  3. § 80a–3. Definition of investment company
  4. § 80a–3a. Protection of philanthropy under State law
  5. § 80a–4. Classification of investment companies
  6. § 80a–5. Subclassification of management companies
  7. § 80a–6. Exemptions
  8. § 80a–7. Transactions by unregistered investment companies
  9. § 80a–8. Registration of investment companies
  10. § 80a–9. Ineligibility of certain affiliated persons and underwriters
  11. § 80a–10. Affiliations or interest of directors, officers, and employees
  12. § 80a–11. Offers to exchange securities
  13. § 80a–12. Functions and activities of investment companies
  14. § 80a–13. Changes in investment policy
  15. § 80a–14. Size of investment companies
  16. § 80a–15. Contracts of advisers and underwriters
  17. § 80a–16. Board of directors
  18. § 80a–17. Transactions of certain affiliated persons and underwriters
  19. § 80a–18. Capital structure of investment companies
  20. § 80a–19. Payments or distributions
  21. § 80a–20. Proxies; voting trusts; circular ownership
  22. § 80a–21. Loans by management companies
  23. § 80a–22. Distribution, redemption, and repurchase of securities; regulations by securities associations
  24. § 80a–23. Closed-end companies
  25. § 80a–24. Registration of securities under Securities Act of 1933
  26. § 80a–25. Reorganization plans; reports by Commission
  27. § 80a–26. Unit investment trusts
  28. § 80a–27. Periodic payment plans
  29. § 80a–28. Face-amount certificate companies
  30. § 80a–29. Reports and financial statements of investment companies and affiliated persons
  31. § 80a–30. Accounts and records
  32. § 80a–31. Accountants and auditors
  33. § 80a–32. Filing of documents with Commission in civil actions
  34. § 80a–33. Destruction and falsification of reports and records
  35. § 80a–34. Unlawful representations and names
  36. § 80a–35. Breach of fiduciary duty
  37. § 80a–36. Larceny and embezzlement
  38. § 80a–37. Rules, regulations, and orders
  39. § 80a–38. Procedure for issuance of rules and regulations
  40. § 80a–39. Procedure for issuance of orders
  41. § 80a–40. Hearings by Commission
  42. § 80a–41. Enforcement of subchapter
  43. § 80a–42. Court review of orders
  44. § 80a–43. Jurisdiction of offenses and suits
  45. § 80a–44. Disclosure of information filed with Commission; copies
  46. § 80a–45. Reports by Commission; hiring and leasing authority
  47. § 80a–46. Validity of contracts
  48. § 80a–47. Liability of controlling persons; preventing compliance with subchapter
  49. § 80a–48. Penalties
  50. § 80a–49. Construction with other laws
  51. § 80a–50. Separability
  52. § 80a–51. Short title
  53. § 80a–52. Effective date
  54. § 80a–53. Election to be regulated as business development company
  55. § 80a–54. Acquisition of assets by business development companies
  56. § 80a–55. Qualifications of directors
  57. § 80a–56. Transactions with certain affiliates
  58. § 80a–57. Changes in investment policy
  59. § 80a–58. Incorporation of subchapter provisions
  60. § 80a–59. Functions and activities of business development companies
  61. § 80a–60. Capital structure
  62. § 80a–61. Loans
  63. § 80a–62. Distribution and repurchase of securities
  64. § 80a–63. Accounts and records
  65. § 80a–64. Preventing compliance with subchapter; liability of controlling persons