17 CFR Part 49 - SWAP DATA REPOSITORIES
- § 49.1 Scope.
- § 49.2 Definitions.
- § 49.3 Procedures for registration.
- § 49.4 Withdrawal from registration.
- § 49.5 Equity interest transfers.
- § 49.6 Registration of successor entities.
- § 49.7 Swap data repositories located in foreign jurisdictions.
- § 49.8 Procedures for implementing registered swap data repository rules.
- § 49.9 Duties of registered swap data repositories.
- § 49.10 Acceptance of data.
- § 49.11 Confirmation of data accuracy.
- § 49.12 Swap data repository recordkeeping requirements.
- § 49.13 Monitoring, screening and analyzing swap data.
- § 49.14 Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
- § 49.15 Real-time public reporting of swap data.
- § 49.16 Privacy and confidentiality requirements of swap data repositories.
- § 49.17 Access to SDR data.
- § 49.18 Confidentiality arrangement.
- § 49.19 Core principles applicable to registered swap data repositories.
- § 49.20 Governance arrangements (Core Principle 2).
- § 49.21 Conflicts of interest (Core Principle 3).
- § 49.22 Chief compliance officer.
- § 49.23 Emergency authority policies and procedures.
- § 49.24 System safeguards.
- § 49.25 Financial resources.
- § 49.26 Disclosure requirements of swap data repositories.
- § 49.27 Access and fees.
- Appendix A to Part 49 - Form SDR
- Appendix B to Part 49 - Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Registered Swap Data Respositories Pursuant to §§ 49.17(d)(6) and 49.18(a)
Source:
76 FR 54575, Sept. 1, 2011, unless otherwise noted.