17 CFR Part 49 - SWAP DATA REPOSITORIES
- § 49.1 — Scope.
- § 49.2 — Definitions.
- § 49.3 — Procedures for registration.
- § 49.4 — Withdrawal from registration.
- § 49.5 — Equity interest transfers.
- § 49.6 — Registration of successor entities.
- § 49.7 — Swap data repositories located in foreign jurisdictions.
- § 49.8 — Procedures for implementing registered swap data repository rules.
- § 49.9 — Duties of registered swap data repositories.
- § 49.10 — Acceptance of data.
- § 49.11 — Confirmation of data accuracy.
- § 49.12 — Swap data repository recordkeeping requirements.
- § 49.13 — Monitoring, screening and analyzing swap data.
- § 49.14 — Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
- § 49.15 — Real-time public reporting of swap data.
- § 49.16 — Privacy and confidentiality requirements of swap data repositories.
- § 49.17 — Access to SDR data.
- § 49.18 — Confidentiality and indemnification agreement.
- § 49.19 — Core principles applicable to registered swap data repositories.
- § 49.20 — Governance arrangements (Core Principle 2).
- § 49.21 — Conflicts of interest (Core Principle 3).
- § 49.22 — Chief compliance officer.
- § 49.23 — Emergency authority policies and procedures.
- § 49.24 — System safeguards.
- § 49.25 — Financial resources.
- § 49.26 — Disclosure requirements of swap data repositories.
- § 49.27 — Access and fees.
- Appendix A to Part 49 - Form SDR
Authority:
7 U.S.C. 12a and 24a, as amended by Title VII of the Wall Street Reform and Consumer Protection Act, Pub. L. No. 111-203, 124 Stat. 1376 (2010), unless otherwise noted.
Source:
76 FR 54575, Sept. 1, 2011, unless otherwise noted.
Title 17 published on 2014-04-01
no entries appear in the Federal Register after this date.