17 CFR Part 49 - SWAP DATA REPOSITORIES

  1. § 49.1 Scope.
  2. § 49.2 Definitions.
  3. § 49.3 Procedures for registration.
  4. § 49.4 Withdrawal from registration.
  5. § 49.5 Equity interest transfers.
  6. § 49.6 Registration of successor entities.
  7. § 49.7 Swap data repositories located in foreign jurisdictions.
  8. § 49.8 Procedures for implementing registered swap data repository rules.
  9. § 49.9 Duties of registered swap data repositories.
  10. § 49.10 Acceptance of data.
  11. § 49.11 Confirmation of data accuracy.
  12. § 49.12 Swap data repository recordkeeping requirements.
  13. § 49.13 Monitoring, screening and analyzing swap data.
  14. § 49.14 Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
  15. § 49.15 Real-time public reporting of swap data.
  16. § 49.16 Privacy and confidentiality requirements of swap data repositories.
  17. § 49.17 Access to SDR data.
  18. § 49.18 Confidentiality arrangement.
  19. § 49.19 Core principles applicable to registered swap data repositories.
  20. § 49.20 Governance arrangements (Core Principle 2).
  21. § 49.21 Conflicts of interest (Core Principle 3).
  22. § 49.22 Chief compliance officer.
  23. § 49.23 Emergency authority policies and procedures.
  24. § 49.24 System safeguards.
  25. § 49.25 Financial resources.
  26. § 49.26 Disclosure requirements of swap data repositories.
  27. § 49.27 Access and fees.
  28. Appendix A to Part 49 - Form SDR
  29. Appendix B to Part 49 - Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Registered Swap Data Respositories Pursuant to §§ 49.17(d)(6) and 49.18(a)
Authority:
7 U.S.C. 12a, and 24a, unless otherwise noted.
Source:
76 FR 54575, Sept. 1, 2011, unless otherwise noted.
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