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Kappos v. Hyatt

Issues

Whether a plaintiff whose patent has been denied by the United States Patent and Trademark Office ("PTO") may present new evidence to the district court reviewing this denial, and whether the court must give deference to the PTO’s prior decision. 

 

Petitioner Gilbert Hyatt initiated a civil action under 35 U.S.C. § 145 against Respondent David Kappos, Director of the Patent and Trademark Office, after the PTO's Board of Patent Appeals and Interferences sustained rejections for seventy-nine of Hyatt’s patent claims. The district court disregarded new evidence presented by Hyatt, because he failed to present such evidence before the PTO when it was available, and granted Kappos summary judgment. The Federal Circuit initially affirmed, but later reversed the district court's ruling. Kappos argues that § 145 only affords Hyatt a review that is deferential to PTO determinations, and that new evidence can only be introduced if such evidence becomes available after the PTO proceedings. Hyatt counters that § 145 authorizes the district court to decide patent application de novo, and generally allows introduction of new evidence. The Supreme Court’s decision will clarify the procedure for judicial review of the patent application process.

Questions as Framed for the Court by the Parties

When the United States Patent and Trademark Office ("PTO") denies an application for a patent, the applicant may seek judicial review of the agency's final action through either of two avenues. The applicant may obtain direct review of the agency's determination in the Federal Circuit under 35 U.S.C. 141. Alternatively, the applicant may commence a civil action against the Director of the PTO in federal district court under 35 U.S.C. § 145. In a § 145 action, the applicant may in certain circumstances introduce evidence of patentability that was not presented to the agency.

The questions presented are as follows:

1. Whether the plaintiff in a § 145 action may introduce new evidence that could have been presented to the agency in the first instance.

2. Whether, when new evidence is introduced under § 145, the district court may decide de novo the factual questions to which the evidence pertains, without giving deference to the prior decision of the PTO.

Petitioner Gilbert P. Hyatt applied to the United States Patent and Trademark Office (“PTO”) in 1995 to patent his invention of a “computerized display system for processing image information.” See Hyatt v. Kappos, 625 F.3d 1320, 1323 (Fed. Cir.

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Additional Resources

Orin Kerr, The Volokh Conspiracy: Standards of Review in Patent Law: A Comment on Kappos v. Hyatt (December 20, 2011)

Gene Quinn, IP Watchdog: Jump the Shark Patent Style: The Supremes Take Kappos v. Hyatt (June 30, 2011)

Patent and Trademark Office: Board of Patent Appeals and Interferences

Patent and Trademark Office: How to Get a Patent

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Kansas v. Ventris

Issues

Whether a defendant can be impeached at trial with a voluntary statement that he made to an undercover police informant in the absence of a waiver of his Sixth Amendment right to counsel.

Court below

 

Around January 2004, Donnie Ray Ventris was arrested and charged with the murder, burglary, and robbery of Ernest Hicks. At his trial, the prosecution offered the testimony of Ventris's cellmate, whom the prosecution had recruited to uncover incriminating information from Ventris. This testimony was obtained in violation of Ventris's Sixth Amendment right to counsel because his counsel had not been present at the time, nor had he waived his right to counsel beforehand. The trial court therefore did not allow the prosecution to use the testimony in its case-in-chief. It did, however, let the prosecution use the testimony for impeachment purposes. Eventually, Ventris was acquitted of felony murder but convicted of robbery and burglary. The Kansas Court of Appeals affirmed. The Kansas Supreme Court, however, reversed because it held that Ventris's statements to his cellmate should not have been admitted for any purpose, including impeachment. The U.S. Supreme Court will now decide whether voluntary statements obtained in the absence of a waiver of one's Sixth Amendment right to counsel can be used for impeachment purposes. The Court's decision will impact the procedural fairness and truth-finding function of criminal trials.

Questions as Framed for the Court by the Parties

Whether a criminal defendant's "voluntary statement obtained in the absence of a knowing and voluntary waiver of the [Sixth Amendment] right to counsel," Michigan v. Harvey, 494 U.S. 344, 354 (1990), is admissible for impeachment purposes-a question the Court expressly left open in Harvey and which has resulted in a deep and enduring split of authority in the Circuits and state courts of last resort?

On January 7, 2004, Donnie Ray Ventris and his girlfriend, Rhonda Theel, went to Ernest Hicks's home, because Theel wanted to confront Hicks over rumors that he was abusing the children of his live-in girlfriend. See Kansas v. Ventris, 176 P.3d 920, 922-23 (Kan.

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Kansas v. Marsh

Issues

Did the Kansas Supreme Court err in deciding that the Kansas Death Penalty Statute, K.S.A. 21-4624(e) violated the Constitution by allowing a jury to impose the death penalty in a case where the aggravating evidence did not outweigh the mitigating  evidence,  but was simply equal to it?

Under Cox Broadcasting Corp. v. Cohn, 420 U.S. 469 (1975), does the decision of the Kansas Supreme Court below constitute a “final” judgment because the state’s highest court has decided the federal question at issue and it cannot be reviewed regardless of the outcome of state proceedings, thereby granting the United States Supreme Court jurisdiction to review the decision under 28 U.S.C. § 1257?

Court below

 

Michael Marsh was convicted and sentenced to death for the 1996 murders of Marry Ane Pusch and her 19-month-old daughter, M.P. Certain mitigating evidence was presented at his sentencing trial. The court weighed this mitigating evidence against the aggravating evidence and determined that the balance of the evidence was equal. Under the Kansas death penalty statute, K.S.A. 21-4624(e), in such a situation where the evidence is “in equipoise,” the tie goes to the State. Therefore, Marsh was sentenced to death. On appeal, the Kansas Supreme Court reversed Marsh’s death sentence, finding that K.S.A. 21-4624(e) was, on its face, unconstitutional and a violation of the Eighth Amendment due to the fact that it did not require a jury to find that aggravating circumstances outweigh mitigating circumstances in order to impose the death penalty.

Marsh seeks for the Supreme Court to uphold the Kansas Supreme Court ruling. He argues that the Kansas Supreme Court was correct in holding in State v. Kleypas, 272 Kan. 894 (2001), that the Kansas equipoise provision violates the Eighth Amendment because it removes a jury’s obligation to make a sentencing decision based on the individual characteristics of the defendant and the circumstances of the case. Brief for Respondent at 10. According to Marsh, this contradicts the Eighth Amendment’s requirement of individualized capital sentencing. However, the State argues that a case previously decided, Walton v. Arizona, 497 U.S. 639 (1990)controls the outcome. In that case, the equipoise concern was raised by the petitioner, but it was of no constitutional concern to the Court. Brief for Petitioner at 5. The State further argues that Kansas’ sentencing procedure does not offend the Eighth Amendment because the law narrows the class of death eligible defendants and places no restrictions on the admission of mitigating evidence. The State asserts that nothing in the Eighth or Fourteenth Amendments prevents Kansas from imposing the death penalty if aggravating evidence is not “affirmatively outweighed by mitigating evidence,” and that the decision of the Kansas Supreme Court should be reversed. Id. at 6.

Questions as Framed for the Court by the Parties

1. Does it violate the 

Constitution for a state capital sentencing statute to provide for the imposition of the death penalty when the sentencing jury determines that the mitigating and aggravating evidence is in equipoise?

2. Does this court have jurisdiction to review the judgment of the Kansas Supreme Court under 28 U.S.C. § 1257, as construed by Cox Broadcasting Corp. v. Cohn, 420 U.S. 469 (1975)?

3. Was the Kansas Supreme Court’s judgment adequately supported by a ground independent of federal law?

On June 17, 1996, Marry Ane Pusch (“Marry”) and her 19-month-old daughter, Marry Elizabeth Pusch (“M.P.”), were murdered in their home in Wichita, Kansas. Marry was shot and stabbed and then doused in flammable liquid and her house was set on fire. M.P. died as a result of injuries sustained in the fire. At trial, the jury learned that Michael Marsh had waited in the Pusch home, intending to rob Marry and her husband. His plan changed when Marry and M.P. arrived home early, thereby causing Marsh to panic.

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Kansas v. Gleason

Issues

This case will be heard alongside Kansas v. Carr (14-449, 450). Read our preview here.

Must courts explicitly instruct juries about the relevant burden of proof for mitigating circumstances in capital murder cases?

Court below

 

The Supreme Court will consider whether, in capital murder cases, jury  instructions given  in the penalty phase that  fail  to affirmatively state that mitigating circumstances need not be proven beyond a reasonable doubt violate the Eighth Amendment of the U.S. Constitution. See Brief for Petitioner, State of Kansas at i. Gleason argues that his Eighth Amendment right was violated  because  a problematic jury instruction, which lacked an affirmative statement about the appropriate burden of proof, likely precluded individual jurors from considering relevant mitigating evidence. See Brief for Respondent, Sidley J. Gleason at 11. On the other hand, Kansas maintains that Gleason’s Eighth Amendment right was not  violated,  because the jury properly applied the mitigating circumstances without confusion during deliberations. See Brief for Petitioner at 21–22. The Court’s decision could change how states instruct juries in capital murder cases and may lead courts to reexamine prior convictions. See Brief of Amici Curiae Criminal Justice Legal Foundation (“CJLF”) et al., in Support of Petitioner at 7–8.

Questions as Framed for the Court by the Parties

Whether the Eighth Amendment requires that a capital-sentencing jury be affirmatively instructed that mitigating circumstances “need not be proven beyond a reasonable doubt,” as the Kansas Supreme Court held here, or instead whether the Eighth Amendment is satisfied by instructions that, in context, make clear that each juror must individually assess and weigh any mitigating circumstances?

On February 12, 2004, Sidney Gleason, Damien Thompson, Ricky Galindo, Brittany Fulton, and Mikiala Martinez robbed Paul Elliott at knifepoint in his home in Great Bend, Kansas. See State v. Gleason, 329 P.3d 1102, 1113–14 (Kan.

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Kansas v. Colorado

Issues

When the Supreme Court hears a case under its exclusive, original jurisdiction, is it bound by rules set by Congress concerning the award of expert witness costs?

Court below
Original Jurisdiction

 

Since 1902, Kansas and Colorado have been disputing the proper use of the Arkansas River. Each time a new issue arises, the Supreme Court, which has exclusive jurisdiction over this type of case, has called upon a Special Master to hear the arguments and make a determination. In the most recent case, Kansas claimed that Colorado violated the Arkansas River Compact by depleting the river of water that the Compact reserves for Kansas. Extensive expert witness testimony was required in the case, and ultimately the Special Master ruled in favor of Kansas. The Special Master also decided that, in accordance with 28 U.S.C. § 1821(b), expert witness fees would be limited to $40 per day. Kansas, having spent more than $9 million dollars on expert witnesses throughout the case, disagrees with this determination, arguing that 28 U.S.C. § 1821(b) does not apply to cases in which the Supreme Court has original jurisdiction. The Supreme Court will decide whether it is bound by 28 U.S.C. § 1821(b) when hearing a case under its original jurisdiction or whether, as argued by Kansas, the Court is free to make its own determination regarding fees. 

Questions as Framed for the Court by the Parties

The State of Kansas excepts to the ruling of the Special Master that, in the exercise of the Court’s original jurisdiction, the Court is bound by the Congressional limit on the federal district courts in awarding costs for expert witnesses.

Because this case is between “two or more states,” this is one of the rare cases where the United States Supreme Court has original jurisdiction under Article III, Section 2 of the U.S. ConstitutionU.S.

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Kansas v. Carr

Issues

This case will be heard along side Kansas v. Gleason (14-552). Read our preview here.

Is a joint capital sentencing proceeding between two brothers sufficiently prejudicial to  require severance, and must a jury contemplating capital punishment be instructed that mitigating circumstances “need not be proven beyond a reasonable doubt?”

Court below

The Supreme Court will determine whether a joint capital-sentencing proceeding between two brothers and a jury instruction that does not affirmatively state mitigating circumstances “need not be proven beyond a reasonable doubt” violate the Eighth Amendment. See Brief for Petitioner, the State of Kansas at i. Kansas argues that the circumstances did not require severing the penalty hearings given the jury instruction and interrelated nature of the Carrs’ upbringing, and there is no affirmative duty to instruct juries that mitigating circumstances need not meet any particular burden of proof. See id. at 25, 54. Jonathan and Reginald Carr argue that severance was required because the sentencing proceeding was prejudicial, and the jury instructions were misleading and prevented the jury from properly weighing the mitigating circumstances. See Brief for Respondent, Jonathan D. Carr at 17–18, 43; Brief for Respondent, Reginald Dexter Carr, Jr. at 16, 34. The Court’s ruling will likely affect the severance standard used in multi-defendant capital punishment cases and how jurors are instructed in such cases. See Brief of Amicus Curiae The Promise of Justice Initiative (“PJI”), in Support of Respondents at 2; Brief of Amici Curiae Criminal Justice Legal Foundation (“CJLF”) et al., in Support of Petitioner at 7.

Questions as Framed for the Court by the Parties

  1. Whether the trial court’s decision not to sever the sentencing phase of the co-defendant brothers’ trial here—a decision that comports with the traditional approach preferring joinder in circumstances like this—violated an Eighth Amendment right to an “individualized sentencing” determination and was not harmless in any event?
  2. Whether the Eighth Amendment requires that a capital-sentencing jury be affirmatively instructed that mitigating circumstances “need not be proven beyond a reasonable doubt,” as the Kansas Supreme Court held here, or instead whether the Eighth Amendment is satisfied by instructions that, in context, make clear that each juror must individually assess and weigh any mitigating circumstances?

Brothers Jonathan and Reginald Carr were found guilty of committing several violent crimes, including capital murder, stemming from three incidents that occurred in December 2000 in Wichita, Kansas. See State v. Carr, 331 P.3d 544, 573–74 (Kan.

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Jones v. Flowers

Issues

When mailed notice of a tax sale or property forfeiture is returned undelivered, is the government required to take additional steps to locate the owner before taking the property?

 

The due process clause of the Fourteenth Amendment requires the government to give “reasonably calculated” notice to inform an affected party of an upcoming governmental proceeding. The issue before the Court is whether, when mailed notice of a tax sale or property forfeiture is returned undelivered, due process requires the government to take additional steps to locate the owner before taking the property. A holding that the government is required to take additional steps may subject the government to significant administrative burdens and undermine the process of transferring property rights. A holding that due process does not require the government to take additional steps may make property from tax sales more transferable, but may also deprive property owners of their constitutional right to due process.

Questions as Framed for the Court by the Parties

When mailed notice of a tax sale or property forfeiture is returned undelivered, does due process require the government to make any additional effort to locate the owner before taking the property?

 

In 1967 Gary Jones purchased a house in Little Rock, Arkansas. When he and his wife separated in 1993, his wife stayed in the house and he moved to a new address. Jones did not notify the tax authority of his new address. After both Joneses failed to pay taxes on the house, the Commissioner of State Lands sent a notice to Gary Jones’ last known address via certified mail. The notice stated that the property would be subject to a public sale if Jones did not pay the delinquent taxes and penalties.

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Johnson v. Williams

Issues

Whether an issue not addressed in a state court opinion has been “adjudicated on the merits” for the purposes of federal habeas corpus review when the state court gave a detailed opinion mentioning other claims but apparently ignored the constitutional grounds for relief.

 

Tara Williams was on trial in California state court for special circumstances murder and firearm enhancement. During the trial, over Williams’s objections, the court dismissed a juror on the grounds that he was biased against the prosecution. After an alternate replaced the dismissed juror, the jury convicted Williams on both counts. Williams appealed, claiming that the juror’s dismissal had violated California state law as well as her Sixth Amendment rights. The California Court of Appeals affirmed Williams’ conviction, but only did so by addressing her state law claims, ultimately failing to explicitly discuss the Sixth Amendment issues raised. Williams then filed a writ of habeas corpus pursuant to 28 U.S.C. § 2254 alleging a violation of her Sixth Amendment rights. Though the federal district court denied her petition, the United States Court of Appeals for the Ninth Circuit reversed, finding that Williams’ Sixth Amendment claim had not yet been “adjudicated on the merits” within the meaning of 28 U.S.C. § 2254(d). Warden Deborah K. Johnson appealed, claiming that the California Court of Appeals’ prior ruling was an adjudication on the merits and therefore precluded the subsequent habeas petition.  How the Supreme Court decides the case will determine the degree of deference a federal court hearing a petition for habeas corpus will give a state court decision that does not explicitly address the federal grounds for relief.

Questions as Framed for the Court by the Parties

Whether a habeas petitioner's claim has been “adjudicated on the merits” for purposes of 28 U.S.C. § 2254(d) where the state court denied relief in an explained decision but did not expressly acknowledge a federal-law basis for the claim.

In October 1993, Petitioner Tara Williams, drove two friends to various stores in preparation for a robbery that they had planned to commit that evening. See Williams v. Cavazos, 646 F.3d 626, 631 (9th Cir.

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Additional Resources

• Michael O'Hear, A Test for Richter’s Reach (Jan. 31, 2012)

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Judulang v. Holder

Issues

Whether a lawful permanent resident who pled guilty to deportable offenses, but did not leave the country and return before the government started deportation proceedings, is barred from applying for discretionary relief  where  similarly situated permanent residents in exclusion proceedings could seek such relief.

 

After Petitioner Joel Judulang, a lawful permanent resident of the United States, was convicted of a deportable offense, the Board of Immigration Appeals determined that he was not eligible for a discretionary waiver of deportability under Section 212(c) of the Immigration and Nationality Act. On its face, Section 212(c) applies only to lawful permanent residents who are excludable when they attempt to enter the country, rather than to residents convicted of deportable offenses while already in the country. However, the Board of Immigration Appeals has previously allowed some permanent residents convicted of deportable offenses to apply for the Section 212(c) discretionary waiver. Petitioner Judulang asserts that he should be allowed to take advantage of the waiver, since his deportable offenses would render him excludable if he tried to re-enter the country. Judulang further argues that the Board of Immigration Appeals' change in Section 212(c) policy regarding deportable and excludable offenses is impermissibly retroactive and facially unconstitutional. The Department of Justice argues that the Board of Immigration Appeals has good reason to require a close textual similarity between a charged ground of deportability and a waivable ground of excludability, and that its policy is not impermissibly retroactive because it does not reflect a change in previous law. The Supreme Court’s decision in this case will mean the difference between amnesty and deportation for many lawful permanent residents convicted of deportable offenses.

Questions as Framed for the Court by the Parties

Whether a lawful permanent resident who was convicted by guilty plea of an offense that renders him deportable and excludable under differently phrased statutory subsections, but who did not depart and reenter the United States between his conviction and the commencement of removal proceedings, is categorically foreclosed from seeking discretionary relief from removal under  form  Section 212(c) of the Immigration and Nationality Act.

Petitioner Joel Judulang, born in the Philippines in 1966, became a lawful permanent resident (“LPR”) of the United States at eight years of age. See Judulang v. Chertoff, 535 F. Supp. 2d 1129, 1130 (S.D. Cal.

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Jones v. Michigan Dept. of Corrections

Issues

Does the Prison Litigation Reform Act (PLRA), which requires that prisoners first exhaust all available administrative remedies prior to filing a civil rights suit in federal court, mandates that a prisoner's entire civil suit be dismissed from federal court if the prisoner has failed to totally exhaust all available administrative remedies for each claim prior to filing suit? Additionally, does a prisoner, who proceeds to file suit in federal court but fails to attach to his complaint proof and documentation of how he exhausted all available administrative remedies, must have his entire case dismissed from  federal  court? Finally, does a prisoner's entire civil rights case must be dismissed from  federal  court if, during the process of exhausting available administrative remedies, he failed to specifically name the parties whom he later named as defendants in his federal court case?

 

Lorenzo Jones and Timothy Williams both filed suit against the Michigan Department of Corrections on the grounds that the treatment they received in jail violated their Constitutional civil rights. The Circuit Court held that neither plaintiff fulfilled their requirements to totally exhaust available administrative remedies under 42. U.S.C. § 1997e of the PLRA. The Circuit Court held that Jones failed the exhaustion requirement because he failed to either describe or attach proof of how he exhausted administrative remedies in his complaint. See Jones v. Bock, 135 Fed at 839. Although Williams did attach proof of exhaustion to his complaint, the Circuit Court held that he still failed the PLRA’s exhaustion requirement because he did not specifically name the defendant in his initial grievance filings with prison officials. See Williams v. Overton, 136 Fed at 862. In these consolidated cases, Petitioners argue that the Circuit Court's holdings amount to judicially-created pleading requirements that are inconsistent with the PLRA’s text, the Federal Rules of Civil Procedure, and judicial norms. Respondents maintain that the PLRA instituted a “new regime” for inmate Civil Rights Act suits and that the text and structure of the PLRA require the Circuit Court’s heightened pleading requirements. See Brief for Respondents at 27-28. How the Supreme Court decides these condensed cases will reflect its view of the correct balance of burden between inmate plaintiffs and the judiciary. These cases will either require prisoners to be more vigilant in asserting their own civil rights or require the judiciary to be more active in defending prisoners’ rights.

Questions as Framed for the Court by the Parties

Jones v. Michigan Dept. of Corrections:

1. Whether satisfaction of the PLRA’s exhaustion requirement is a prerequisite to a prisoner's federal civil rights suit such that the prisoner must allege in his complaint how he exhausted his administrative remedies (or attach proof of exhaustion to the complaint), or instead, whether non-exhaustion is an affirmative defense that must be pleaded and proven by the defense.

2. Whether the PLRA prescribes a “total exhaustion” rule that requires a federal district court to dismiss a prisoner's federal civil rights complaint for failure to exhaust administrative remedies whenever there is a single unexhausted claim, despite the presence of other exhausted claims.

Williams v. Overton:

1. Whether the PLRA requires a prisoner to name a particular defendant in his or her administrative grievance in order to exhaust his or her administrative remedies as to that defendant and to preserve his or her right to sue them.

2. Whether the PLRA prescribes a “total exhaustion” rule that requires a federal district court to dismiss a prisoner's federal civil rights complaint for failure to exhaust administrative remedies whenever there is a single unexhausted claim, despite the presence of other exhausted claims.

Purpose and Effect of the PLRA

If a prisoner feels that his civil rights have been violated during his incarceration, he has a right to file a civil rights claim in federal court. Each year, thousands of prisoners commence actions on these grounds. The Prison Litigation Reform Act of 1995 (“PLRA”), which was passed by Congress in 1996, was designed in response to an influx of prisoner civil rights litigation.

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