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Harrington v. Richter

Issues

Whether the California Supreme Court's summary denial of Richter's claim was an adjudication on the merits that qualifies for state court deference under 28 U.S.C. Section 2254(d), and whether the Court reasonably adjudicated both prongs of Richter's Strickland claim.

 

Joshua Richter, convicted of murder, alleged that he received inadequate assistance from his attorney at trial. Richter argued that his attorney should have presented expert testimony concerning a blood splatter at the crime scene, which could have corroborated his version of the events. The United States Court of Appeals for the Ninth Circuit agreed with Richter and granted his request for habeas corpus relief. Kelly Harrington, the prison warden, claimed that Richter did not receive inadequate counsel and that the California Supreme Court’s earlier summary disposition denying habeas corpus relief should be upheld. The Supreme Court’s  decision in this case  will determine the level of deference that should be granted to lower court orders, such as summary dispositions, which could discourage lower courts from issuing such orders in the future.

Questions as Framed for the Court by the Parties

In granting habeas corpus relief to a state prisoner, did the Ninth Circuit deny the state court judgment the deference mandated by 28 U.S.C. Section 2254(d) and impermissibly enlarge the Sixth Amendment right to effective counsel by elevating the value of expert-opinion testimony in a manner that would virtually always require defense counsel to produce such testimony rather than allowing him to rely instead on cross-examination or other methods designed to create reasonable doubt about the defendant's guilt?

In addition, the parties were directed to brief the following question: Does AEDPA deference apply to a state court's summary disposition of a claim, including a claim under Strickland v. Washington, 466 U.S. 668 (1984)?

On December 19, 1995, Respondent Joshua Richter (“Richter”) and his co-worker Christian Branscombe (“Branscombe”) drove to Joshua Johnson’s (“Johnson”) home, to deliver money that Richter owed to his co-worker “Tony” and to buy marijuana from Johnson. See Richter v. Hickman, 578 F.3d 944, 947 (9th Cir.

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Additional Resources

· Wex: AEDPA

· Civil Procedure and Federal Court Blog: SCOTUS Cert Grant of Interest: Harrington v. Richter (Feb. 25, 2010)

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Hardt v. Reliance Standard Life Insurance

Issues

Whether ERISA § 502(g)(1) requires a party to be a prevailing party before a court can award attorney fees, and if so, whether Hardt satisfies that standard.

 

Petitioner, Bridget Hardt (“Hardt”), a former employee of Dan River Inc., brought suit against Respondent, Reliance Insurance Co. (“Reliance”), the insurance provider for Dan River Inc., in an attempt to recover attorney’s fees for a previous suit Hardt had brought in the Eastern District of Virginia to recover benefits pursuant to Dan River Inc.’s Group Long-Term Disability Insurance Program Plan (“the Plan”). The Eastern District remanded the case to Reliance, which, under ERISA, not only administers the Plan, but also decides whether an applicant is entitled to benefits. On remand, Reliance provided Hardt with the requested benefits. Hardt now sues seeking attorney’s fees under ERISA § 502(g)(1). Reliance counters that Hardt did succeed on the merits in the lower court and, therefore, cannot satisfy ERISA’s definition of “prevailing party.” Hardt, on the other hand, argues that the text of the statute does not include a prevailing party standard as a prerequisite to recovering attorney fees. In this case, the Supreme Court will decide whether ERISA § 502(g)(1) requires a party to succeed on the merits before attorney’s fees may be awarded and, if so, whether Hardt satisfies that requirement.

Questions as Framed for the Court by the Parties

1. Whether the Fourth Circuit erred in holding that ERISA § 502(g)(1) provides a district court discretion to award reasonable attorney's fees only to a prevailing party? 

2. Whether a party is entitled to attorney's fees pursuant to § 502(g)(1) when she persuades a district court that a violation of ERISA has occurred, successfully secures a judicially-ordered remand requiring a redetermination of entitlement to benefits and subsequently receives the benefits sought on remand?

Bridget Hardt, worked as an executive assistant to the president of a textile manufacturer, Dan River Inc.; in 2000, she was diagnosed with carpal tunnel syndrome (“CTS”) and had surgery on both wrists to relieve the pain. See Hardt v. Reliance Standard Life Ins. Co., 336 Fed. Appx.

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Additional Resources

·      Wex: Law about ERISA

·      Department of Labor: Health Plans & ERISA

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Harbison v. Bell

Issues

1. Does a defendant who is appointed a federally funded lawyer for a habeas corpus claim also have a right to use the federally funded lawyer for representation in state clemency hearings?

2. Must a defendant wait until the final judgment of a state court and obtain a certificate of appealability to appeal an order denying assistance of federally funded counsel for a clemency hearing?

 

The Terrorist Death Penalty Enhancement Act of 2005, codified at 18 U.S.C. § 3599, provides indigent defendants in death penalty cases the assistance of federally funded lawyers. Edward Jerome Harbison was convicted of first degree murder by a Tennessee jury and sentenced to death. Harbison requested the retention of his federally provided lawyer for his state clemency proceedings. This request was denied, as the United States Court of Appeals for the Sixth Circuit found that § 3599 does not apply to strictly state proceedings. Harbison appeals this ruling, arguing that the language of § 3599 indicates it applies to all death penalty proceedings, including state clemency proceedings. Although the respondent, Warden Ricky Bell, takes no position on this issue, amicus United States argues that Congress intended § 3599 to apply exclusively to federal proceedings, and that the legislative history supports this interpretation. With its decision in this case, the Supreme Court may resolve a split of opinion among the federal circuit courts regarding the scope of § 3599.

Questions as Framed for the Court by the Parties

Every jurisdiction that authorizes the death penalty provides for clemency, which is of vital importance in assuring that the death penalty is carried out justly. But, in this case the District Court held Mr. Harbison's federally-funded lawyers could not present, on his behalf, a clemency request to Tennessee's governor. The denial of clemency counsel contravenes basic principles of justice. As Chief Justice Rehnquist noted in Herrera v. Collins.

Clemency is deeply rooted in our Anglo-American tradition of law, and is the historic remedy for preventing miscarriages of justice where judicial process has been exhausted. Indeed, the clemency power exists because "the administration of justice by the courts is not necessarily always wise or certainly considerate of circumstances which may properly mitigate guilt."  Thus, executive clemency is the "fail safe' in our criminal justice system."  A system which includes capital punishment but does not provide a meaningful opportunity for executive clemency is "totally alien to our notions of criminal justice."

Yet, the lower courts arbitrarily denied Mr. Harbison's federally-funded habeas counsel permission to represent him in state clemency proceedings after the State had denied him counsel for that purpose. The District Court and the Court of Appeals for the Sixth Circuit not only defied Congress' explicit directions to provide clemency counsel for the condemned, but denied Mr. Harbison a meaningful opportunity to present compelling facts mitigating his guilt and the punishment of death to the only person presently able to consider them, the Governor of the State of Tennessee.

Equally troubling, the Sixth Circuit barred Harbison from appealing the denial of clemency counsel by refusing to grant a certificate of appealability on the issue. In order to harmonize the law of the circuits and to decide an important issue regarding the appeals court's jurisdiction, this Court should resolve the following questions:

1. Does 18 U.S.C. §3599(a)(2) and (e) (recodifying verbatim former 21 U.S.C.§848(q) (4)(B)and (q) (8)), permit federally-funded habeas counsel to represent a condemned inmate in state clemency proceedings when the state has denied state-funded counsel for that purpose?

2. Is a certificate of appealability required to appeal an order denying a request for federally-funded counsel under 18 U.S.C. §3599(a)(2) and (e)?

In 1983, a Tennessee jury convicted Petitioner Edward Jerome Harbison of first-degree murder, second-degree burglary, and grand larceny, and sentenced him to death. See Harbison v. Bell,503 F.3d 566, 567 (6th Cir.

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Hammon v. Indiana

Issues

Can  a accusation  made to an officer attempting to secure and investigate a scene of an alleged crime scene be entered into evidence without giving the defendant an opportunity to  cross examine  the accuser, or is the accusation a testimonial statement and thus open to cross-examination?

Court below

 

In Crawford v. Washington, 541 U.S. 36, the Supreme Court held that a wife’s out of court statement against her husband could only be admitted as testimonial evidence subject to cross-examination.  The instant case presents a similar question, with the added complication of whether statements made at a crime scene during the investigative stage should be admitted as testimonial or non-testimonial statements. Hershel Hammon’s wife made a statement to police officers responding to a domestic disturbance call—there is no question that such a statement is admissible, but the real issue is whether once admitted the statement is a testimonial statement subject to the confrontation clause of the Sixth Amendment of the United States Constitution. If it is not a testimonial statement within the meaning of Crawford, then the defendant does not have a right under the Sixth Amendment to cross-examine his wife. Crawford, 541 U.S. 36.

Questions as Framed for the Court by the Parties

Whether an oral accusation made to an investigating officer at the scene of an alleged crime is a testimonial statement within the meaning of Crawford v. Washington, 541 U.S. 36 (2004).

On the evening of February 26, 2003, Officers Jason Mooney and Rod Richard of the Peru Police Department responded to a domestic disturbance call at the home of Amy and Hershel Hammon. Hammon v. State, 829 N.E.2d 444, 446 (Ind. 2005).

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Hamilton v. Lanning

Issues

Whether the bankruptcy court may consider changes in the debtor’s income and expenses after the pre-filing period in order to determine the amount the debtor must pay to creditors.

 

This case concerns the extent of a bankruptcy court's flexibility in determining the "projected disposable income" of a debtor under 11 U.S.C. § 1325(b)(1)(B). Stephanie Kay Lanning filed for bankruptcy in October 2006 and proposed monthly payments of $144, based on her current income and expenses. Jan Hamilton, Lanning's bankruptcy trustee, objected and said that Lanning's "projected disposable income" was actually over $1,000 per month. The U.S. Bankruptcy Court for the District of Kansas overruled the objection and approved Lanning's plan. The court found that, while Hamilton's calculation of "projected disposable income" based on Lanning's income from the prior six months was correct under Form 22C, the results were inequitable because Lanning's income was artificially inflated for two months because of a buyout from her prior employer. The Bankruptcy Appeals Panel and the Tenth Circuit Court of Appeals both affirmed. Hamilton argues that the plain language of the statute mandates his “mechanical” approach, while Lanning argues that her "forward-looking" approach avoids absurd results. The Supreme Court's decision in this case will provide clarity to a statutory term that has flummoxed the lower courts, while simultaneously affecting the flexibility of bankruptcy judges.

Questions as Framed for the Court by the Parties

Whether, in calculating the debtor’s “projected disposable income” during the plan period, the bankruptcy court may consider evidence suggesting that the debtor’s income or expenses during that period are likely to be different from her income or expenses during the pre-filing period?

In October 2006, Stephanie Kay Lanning ("Lanning") filed for personal bankruptcy under Chapter 13 of the bankruptcy code. See In re Lanning, 545 F.3d 1269, 1270 (10th Cir.

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Hamdan v. Rumsfeld

Issues

Does the President have the power to establish military commissions to try petitioner and others similarly situated for alleged war crimes in the “war on terror”?  Does  the 1949 Geneva Convention and its Common Article 3 requirement of sentencing by “regularly constituted courts” protect persons from such commissions?

 

Salim Ahmed Hamdan, alleged former aide to terrorist leader Osama bin Laden, challenges the legality of the military commission that seeks to establish its jurisdiction to try him as an alleged enemy combatant in connection with the September 11th attacks. The government responds that the President has the constitutional, congressional, and statutory authority to create military commissions and to use them in the ongoing conflict with al Qaeda. This case involves the critical question of allocation of power among Congress, the President, and the federal courts in the “war on terror.” It also presents issues arising under the 1949 Geneva Convention. In deciding this case, the Supreme Court will have to balance the interests of national security versus the preservation and promotion of individual human rights.

Questions as Framed for the Court by the Parties

1. Whether the military commission established by the President to try petitioner and others similarly situated for alleged war crimes in the “war on terror” is duly authorized under Congress’s Authorization for the Use of Military Force (AUMF), Pub. L. No. 107-40, 115 Stat. 224; the Uniform Code of Military Justice (UCMJ); or the inherent powers of the President?

2. Whether petitioner and others similarly situated can obtain judicial enforcement from an Article III court of rights protected under the 1949 Geneva Convention in an action for a writ of habeas corpus challenging the legality of their detention by the Executive branch?

This case comes before the Supreme Court more than four years after the most violent act of terrorism ever committed on American soil. See Brief for the Respondents in Opposition at 2.

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Halo Electronics Inc. v. Pulse Electronics Inc.; Stryker Corporation, et al. v. Zimmer, Inc.

Issues

Should patentees have to show that defendants willfully infringed their patents to receive enhanced damages?

 

In this consolidated case, the Supreme Court must determine the correct interpretation of 35 U.S.C. § 284, which provides enhanced damages in patent infringement cases. Currently, plaintiffs must show that defendants “willfully infringed” to obtain enhanced damages. Courts employ a two-prong test, with subjective and objective elements. The objective element requires plaintiffs to show “by clear and convincing evidence that the infringer acted despite an objectively high likelihood that its actions constituted” patent infringement. In separate actions, petitioners Halo Electronics Inc. and Stryker Corp. sued respondents Pulse Electronics Inc. and Zimmer Inc. respectively for patent infringement. In each case, the U.S. Court of Appeals for the Federal Circuit found that Halo and Stryker failed to satisfy the objective prong of the willfulness test. But Halo and Stryker argue that the Federal Circuit’s interpretation of objective willfulness is unfairly burdensome and should be replaced by a totality-of-the-circumstances standard. Pulse and Zimmer contend that the objective willfulness standard properly allows only culpable infringers to pay punitive damages, in accord with the historical purpose of punitive damages. The Court’s decision may affect how plaintiffs prove infringement, and whether culpable infringers escape liability.

 

Questions as Framed for the Court by the Parties

Did the Federal Circuit err by applying a rigid, two-part test for enhancing patent infringement damages under 35 U.S.C. § 284, that is the same as the rigid, two-part test this Court rejected last term in Octane Fitness, LLC v. ICON Health & Fitness, Inc., 134 S. Ct. 1749 (2014) for imposing attorney fees under the similarly-worded 35 U.S.C. § 285? 

Halo Electronics Inc. (“Halo”) and Pulse Electronics Inc. (“Pulse”) make surface mount transformers, a component in electronic devices such as internet routers.  See Halo Electronics Inc. v. Pulse Electronics Inc., 769 F.3d 1371, 1374–75 (Fed. Cir. 2014).  Prior to the 1990s, surface mount transformers would often overheat and crack, causing the device to fail.

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Hall v. United States

Issues

After declaring Chapter 12 Bankruptcy and selling their farm, must farmers pay capital gains taxes on that sale, or can this tax be treated as a dischargeable debt that must be paid only after other, higher-priority creditors are  satisfied.

 

Petitioners Lynwood and Brenda Hall filed for Chapter 12 bankruptcy and subsequently sold their family farm, which resulted in a postpetition tax liability of approximately $29,000. The Halls proposed to treat this tax liability as an unsecured dischargeable claim. The IRS objected to the debtors’ plan based on Internal Revenue Code requirements. At trial, the Bankruptcy Court agreed with the IRS that the tax liability was not considered an administrative expense under Bankruptcy Code Section 507(a)(2), covered by Section 1222(a)(2)(A), or entitled to treatment as unsecured dischargeable debt, and therefore that the $29,000 was required to be paid in full outside of the bankruptcy context. On appeal, the Halls argue that their postpetition tax liability should be treated as an unsecured dischargeable debt under Section 1222(a)(2)(A) because, contrary to the Bankruptcy Court’s finding, the tax liability is an administrative expense under Section 507(a)(2). Furthermore, the Halls contend that a Chapter 12 estate can incur a tax liability. Respondent United States argues that postpetition debts are not included in Chapter 12 plans, and that, even if postpetition debts were included, a Chapter 12 estate cannot incur a tax liability because it is not a separate taxable entity. In this case, the Supreme Court will determine the proper application of Section 1222(a)(2)(A) to postpetition tax liabilities.

Questions as Framed for the Court by the Parties

Whether 11 U.S.C. 1222(a)(2)(A) authorizes the bankruptcy court, in a case brought under Chapter 12 of the Bankruptcy Code, to treat as a dischargeable non-priority claim a federal income tax debt arising out of the debtor’s postpetition sale of a farm asset.

Petitioners Lynwood and Brenda Hall owned a farm in Willcox, Arizona. See Brief for Petitioners, Lynwood D. Hall and Brenda A.

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Hall Street Associates, L.L.C. v. Mattel, Inc.

Issues

Whether the Federal Arbitration Act sets forth the sole grounds for judicial review of arbitration awards, or whether parties may agree on additional and broader grounds for such review.

 

In 2000, Hall Street Associates filed suit seeking declaratory relief and damages from Mattel, Inc. for its failure to indemnify Hall Street for the cost of cleaning up water contamination at a toy manufacturing facility Mattel leased from Hall Street. After litigation began, the parties agreed to arbitrate some of the issues in dispute. They signed an agreement allowing either party to appeal the arbitrator's decision in court if it contained errors of law or unsubstantiated findings of fact. Subsequently, the Ninth Circuit ruled in a separate case that any arbitration provisions giving courts more review power than that granted to them in the Federal Arbitration Act (FAA) were invalid. Since the provisions of the arbitration agreement between Hall Street and Mattel went beyond those in the FAA, the Ninth Circuit invalidated the District Court's decision to review the arbitrator's findings according to the parties' provisions. At issue here is whether the FAA provides the sole grounds for judicial review of arbitration awards. Hall Street maintains that it is consistent with the spirit of the FAA and in the best interests of encouraging arbitration for courts to recognize all grounds for judicial review agreed upon by the parties, whether or not they go beyond those contained in the FAA. Mattel's position is that the best way to preserve the integrity of arbitration proceedings is to limit the review power of courts to the grounds contained in the FAA. Because the Supreme Court's decision in this case will affect the amount of freedom disputing parties have in crafting their arbitration agreements, ultimately it may affect whether parties choose to undergo the arbitration process at all.

Questions as Framed for the Court by the Parties

Did the Ninth Circuit Court of Appeals err when it held, in conflict with several other federal Courts of Appeals, that the Federal Arbitration Act ("FAA") precludes a federal court from enforcing the parties' clearly expressed agreement providing for more expansive judicial review of an arbitration award than the narrow standard of review otherwise provided for in the FAA?

The present dispute between these parties concerns whether a clause in their arbitration agreement guaranteeing judicial review of an arbitrator's decision is valid under the Federal Arbitration Act (9 U.S.C. §§1-16) (FAA). Hall Street Associates owned property leased by Mattel and sought a ruling that Mattel was required to meet various contractual lease obligations. Hall Street Associates v. Mattel, Inc., 145 F. Supp. 2d 1211, 1213 (D. Ore. 2001).
Acknowledgments

The authors would like to thank Professor John Barceló and his colleague Tibor Varady for their insights into this case.

Additional Resources

Legal Information Institute: Alternative Dispute Resolution Overview
 
Securities and Exchange Commission: Arbitration Overview
 
Federal Mediation and Conciliation Service
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Gross v. FBL Financial Services, Inc.

Issues

Whether, when an employee sues his employer for violating the Age Discrimination in Employment Act, the employee or the employer bears the burden of proof on the issue of whether the employee's age was the determining cause of the employer's conduct.

 

Jack Gross sued his employer FBL Financial Group, Inc. ("FBL") in 2004, claiming that FBL had demoted him due to his age in violation of the Age Discrimination in Employment Act ("ADEA"). Under the trial judge's instructions to the jury, Gross had to prove by circumstantial or direct evidence that his age was a motivating factor in FBL's decision to demote him. The burden then shifted to FBL to prove that Gross's age was not the determining factor, and that it would have demoted Gross regardless of his age. The jury ultimately found for Gross. The United States Court of Appeals for the Eighth Circuit, however, reversed and remanded for a new trial, holding that Price Waterhouse v. Hopkins ("Price Waterhouse") requires plaintiffs to present direct evidence to shift the burden to the defendant, and that Gross had presented only circumstantial evidence. Though Price Waterhouse dealt with Title VII claims, the Eighth Circuit held that ADEA claims should be treated similarly and rejected Gross's claim that Price Waterhouse no longer applied. In this case, the Supreme Court may determine the applicability of Price Waterhouse and the burden of proof in ADEA cases.

Questions as Framed for the Court by the Parties

Must a plaintiff present direct evidence of discrimination in order to obtain a mixed motive instruction in a non-Title VII discrimination case?

Jack Gross began working at FBL Financial Group, Inc. ("FBL") in 1987. See Gross v. FBL Financial Services, Inc. ("Gross"), 526 F.3d 356, 358 (8th Cir. 2007).

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