Wash. Admin. Code § 460-33A-095 - Fiduciary duty-Mortgage broker-dealers (Repealed)
Notes
Statutory Authority: RCW 21.20.060, [21.20].070,[21.20].090 , [21.20].100, [21.20].180, [21.20].210,[21.20].250 , [21.20].270, and [21.20].450. 12-11-087, § 460-33A-095, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. 01-23-002, § 460-33A-095, filed 11/7/01, effective 12/8/01.
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A mortgage broker-dealer owes the duties of a fiduciary to investors in mortgage paper securities. For the purposes of this section, examples of these duties include, but are not limited to, the following:
Notes
Statutory Authority: RCW 21.20.060, [21.20].070,[21.20].090 , [21.20].100, [21.20].180, [21.20].210,[21.20].250 , [21.20].270, and [21.20].450. 12-11-087, § 460-33A-095, filed 5/17/12, effective 6/17/12. Statutory Authority: RCW 21.20.450. 01-23-002, § 460-33A-095, filed 11/7/01, effective 12/8/01.