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Welch v. United States

Issues

Should the Supreme Court’s decision in Johnson v. United States, 135 S. Ct. 2551 (2015), apply retroactively, such that a person sentenced under the now unconstitutional residual clause of the Armed Career Criminal Act could have her sentence vacated or remanded?

 

In this case, the Supreme Court will decide whether Johnson v. United States, 135 S. Ct. 2551 (2015), should apply retroactively. If so, the Court may decide whether the sudden snatching of a purse constitutes a “violent felony” under the Armed Career Criminal Act (“ACCA”). Gregory Welch was sentenced to a mandatory minimum fifteen years of prison under the ACCA, because he had three previous violent felony convictions. Subsequently, Welch challenged his sentence, arguing that one of the predicate convictions, Florida-law strong-arm robbery, was not a violent felony. Both the district court and the U.S. Court of Appeals for the Eleventh Circuit disagreed, relying on the so-called “residual clause” of the ACCA. On appeal to the Supreme Court, Welch contends that Johnson struck down the residual clause as unconstitutional. Welch and the United States both argue that Johnson should be applied retroactively. Further, Welch argues that because Johnson should be applied retroactively and his conviction was based solely on the portion of the ACCA that was deemed unconstitutional, his conviction should be vacated. But the United States argues that the case should be remanded to the Eleventh Circuit to decide whether a sudden snatching of a purse constitutes a violent felony under the constitutionally valid “elements prong” of the ACCA. The Court’s decision could increase ACCA-related litigation and decrease the length of some defendants’ sentences.

Questions as Framed for the Court by the Parties

  1. Was the District Court in error when it denied relief on Petitioner’s § 2255 motion to vacate, which alleged that a prior Florida conviction for “sudden snatching” did not qualify for ACCA enhancement pursuant to 18 U.S.C. § 924(e)?
  2. Did Johnson v. United States, 135 S. Ct. 2551 (2015), announce a new substantive rule of constitutional law that applies retroactively to cases that are on collateral review?

Police believed that the suspect of an armed robbery was at petitioner Gregory Welch’s apartment. See United States v. Welch, 683 F.3d 1304, 1306 (11th Cir.

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Watters v. Wachovia Bank

Issues

1. Are State-chartered subsidiaries of national banks exempt from State regulation because of their relationship with a national bank?

2. Does equating a State-chartered subsidiary of a national bank to a national bank constitute conversion of a State corporation into a Federal corporation in violation of the Tenth Amendment?

 

Michigan has attempted to regulate State-charted nonbank subsidiaries of national banks. National banks are governed by the National Bank Act and the Office of the Comptroller of the Currency (OCC). Through §484(a) of the National Bank Act, national banks are not subject to State regulation. Through 12 C.F.R. 7.4006, the OCC expanded the reach of §484 to cover subsidiaries of national banks as well. Wachovia Mortgage, a State-chartered nonbank subsidiary of Wachovia Bank, a national bank, operates in Michigan. Michigan seeks to exercise regulatory power over the entity. Both courts below held that the OCC’s expansion of §484 was valid and that Michigan could not exercise regulatory power over the subsidiary, Wachovia Mortgage. The decision of the Supreme Court in this case will affect the balance of power between State and Federal regulatory and consumer protection measures.

Questions as Framed for the Court by the Parties

1. 12 U.S.C. § 484(a) of the National Bank Act limits visitorial powers over "national banks" except as authorized by federal law. National banks are defined and created under the National Bank Act. State-chartered nonbank operating subsidiaries of national banks are created under State corporate law. The Comptroller of the Currency, by Rule 12 CFR 7.4006, made 12 USC § 484(a) equally applicable to State-chartered nonbank "operating subsidiaries" of national banks. Is the interpretation of the Comptroller of the Currency that 12 CFR 7.4006 preempts Michigan's laws regulating mortgage lending as applied to State chartered nonbank operating subsidiaries, entitled to judicial deference under Chevron USA, Inc v. Natural Resources Defense Council, 467 US 837 (1984)?

2. A national bank has been declared to be a national corporation in Guthrie v Harkness, 199 US 148, 159 (1905). 12 CFR 7.4006 treats a State-chartered nonbank operating subsidiary of a national bank as equivalent to a national bank and, thus, as a national corporation. The Tenth Amendment to the United States Constitution is violated to the extent a statute permits the conversion of State corporations into federal ones in contravention of the laws of the place of their creation. Hopkins v Federal Savings & Loan Ass'n v Cleary, 296 US 315, 335 (1935). Does 12 CFR 7.4006, by equating a State-chartered nonbank operating subsidiary with a national bank for purposes of federal preemption of State regulation, violate the Tenth Amendment to the United States Constitution?

Wachovia Bank is a national bank chartered under the National Bank Act, 12 U.S.C. § 21. Wachovia Mortgage is a "State-chartered nonbank, operating subsidiary of Wachovia Bank." Watters v. Wachovia, 431 F.3d 556, 558 (6th. Cir. 2005); Brief for the Petitioner at 7.

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Law about... Banking

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Watson v. United States

Issues

Federal law imposes a mandatory five year sentence for the "use" of a firearm during and in relation to a drug trafficking crime, but the meaning of "use" is unclear: does a defendant "use" a firearm when he furnishes drugs to an undercover government agent in exchange for an unloaded firearm?

 

Following a transaction in which he exchanged illegally-obtained prescription drugs for a firearm, Petitioner Watson was prosecuted under 18 U.S.C. § 924(c)(1)(A) for "use" of a firearm during and in relation to a drug trafficking crime. In addition to sentences imposed under other federal statutes, Watson received a mandatory consecutive five year sentence, imposed under 18 U.S.C. § 924(c)(1)(D). Watson pled guilty but reserved the right to challenge whether the agreed-upon facts supported his conviction. The Fifth Circuit confirmed his conviction, finding that receiving a firearm constitutes "use" under the statute and under Supreme Court law set forth in Bailey v. United States, which defined "use" as "active employment" of the firearm. Watson argues that receiving a firearm is insufficient to constitute use, while the United States contends that both receiving and offering a firearm constitute "active employment" and therefore "use" under the statute. The Court's decision will set uniform standards of punishment throughout the country. A finding for Watson could reduce crowding in an already overburdened prison system, while a decision for the United States could reduce the strain on a similarly overburdened court system.

Questions as Framed for the Court by the Parties

Whether mere receipt of an unloaded firearm as payment for drugs constitutes "use" of the firearm during and in relation to a drug trafficking offense within the meaning of 18 U.S.C. § 924(c)(1)(A) and this Court's decision in Bailey.

On November 12, 2004, Michael A.

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Watson v. Philip Morris Companies, Inc.

Issues

Where no other reason exists for a federal court to have jurisdiction in a case, is a defendant corporation entitled to have the case heard in federal court because that corporation should be considered a “person acting under a federal officer” where the conduct in question occurred in a field which is heavily regulated by the federal government?

 

Philip Morris removed a class action tobacco lawsuit from an Arkansas state court to the Federal District Court for the Eastern District of Arkansas. Plaintiffs Watson and Lawson sought to remand the case to state court, but their motion was denied. The Eighth Circuit held that Philip Morris was a corporation qualifying as a “person acting under a federal officer” and thus entitled to removal under 28 U.S.C. § 1442(a)(1). The Supreme Court takes up the question of whether parties operating in an arena of heavy federal regulation qualify under this federal officer removal statute or, to the contrary, if the statute’s origins and history preclude such interpretation.

Questions as Framed for the Court by the Parties

Whether a private actor doing no more than complying with federal regulation is a “person acting under a federal officer” for the purpose of 28 U.S.C. § 1442(a)(1), entitling the actor to remove to federal court a civil action brought in state court under state law.

Lisa Watson and Loretta Lawson are smokers who purchased “light” cigarettes from tobacco company Philip MorrisWatson v. Philip Morris Companies, Inc., 2003 WL 23272484 *1 (E.D. Ark 2003) (not reported in F. Supp.2d). Watson and Lawson, and the class of individuals they represent, have sued the Philip Morris company for false advertising with regard to these purchased cigarettes, specifically, the Marlboro Lights and Cambridge Lights brands. Id.

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Washington v. Recuenco

Issues

Can a judge's imposition of a sentencing enhancement based on a fact not found by the jury be upheld under the harmless error doctrine if it can be shown beyond a reasonable doubt that the jury would have made the same finding?

 

A jury found that defendant Recuenco assaulted his wife using a “deadly weapon,” but the jury was never asked to find whether he used a “firearm.” Afterwards, the trial judge—independent of the jury—found that Recuenco used a “firearm” and increased his sentence by three years. Where the judge’s failure to instruct the jury about a “firearm” did not influence their verdict, may a reviewing court uphold the resulting sentence if it finds the erroneous instruction was harmless? Or must the court vacate the sentence because the error tainted the entire trial? The State of Washington argues that an incomplete jury instruction qualifies as a harmless error. To the contrary, Recuenco argues that the judge's imposition of an enhanced sentence based on facts not found by the jury violates his Sixth Amendment right to a jury trial.

Questions as Framed for the Court by the Parties

Whether error as to the definition of a sentencing enhancement should be subject to harmless error analysis where it is shown beyond a reasonable doubt that the error did not contribute to the verdict on the enhancement.

Defendant Arturo Recuenco became enraged at his wife after learning that she did not prepare dinner for his relatives. Brief for Petitioner at 3.

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Washington State Grange v. Washington State Republican Party

 

The citizens of the State of Washington enacted a “top-two” primary law, Initiative 872, which allows primary voters to vote for any candidate regardless of party affiliation. The top-two candidates from the primary then advance to the general election. The law also permits candidates for some offices to disclose the name of their preferred political party on the ballot. The Republican Party argues that the law violates the right of association protected by the First AmendmentWashington State Grange argues that a candidate’s personal “preference” serves only as information for the voter, while the parties retain the right to nominate and endorse their own candidates. The Court must decide whether top-two primary systems that permit candidates to disclose their party preference on the ballot, without having any formal affiliation with the political party, violate political parties’ associational rights.

The following facts are taken from the Ninth Circuit’s opinion, 460 F.3d 1108 (9th Cir. 2006): the state of Washington employed a “blanket primary” system from 1935 until 2003. Blanket systems allow all voters, regardless of party affiliation, to vote for any candidate on the primary ballot.

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Warner-Lambert Co. v. Kent

 

Under Michigan law, individuals may bring personal injury suits against manufacturers of FDA-approved prescription drugs only if the plaintiffs can show that FDA approval depended on fraudulent submission or withholding of information. 27 Michigan residents sued Warner-Lambert Co., claiming personal injury arising from using Rezulin, Warner-Lambert's FDA-approved drug for diabetes treatment. Warner-Lambert argues that Michigan law is preempted by federal law because permitting state courts to second-guess the FDA's product-approval and fraud-detection processes interferes with the agency's essential functions and promotes regulatory uncertainty. The Michigan plaintiffs respond that federal preemption does not apply to traditional state tort claims. The decision in this case will clarify the scope of FDA autonomy in policing the drug-approval process and plaintiffs' freedom to assert state tort claims in areas regulated by federal entities.

Questions as Framed for the Court by the Parties

1. Whether, under the conflict preemption principles in Buckman Co. v. Plaintiffs' Legal Comm., 531 U.S. 341 (2001), federal law preempts state law to the extent that it requires the fact-finder to determine whether the defendant committed fraud on a federal agency that impacted the agency's product approval, where the agency-which is authorized by Congress to investigate and determine fraud-has not found any such fraud, and thus-as in Buckman-the state requirement would interfere with the agency's critical functions.

2. Whether, under the conflict preemption principles in Buckman, federal law preempts the provision in a Michigan statute that allows a product liability claim to be maintained against a manufacturer of an FDA approved drug where, without an FDA finding of fraud on that agency, the fact-finder is required to make a finding under state law as to whether the manufacturer committed fraud-on-the-FDA and whether, in the absence of that fraud, the FDA would not have approved the drug.

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Wallace v. City of Chicago

Issues

When does the statute of limitations for a damages claim arising out of a false arrest or other search and seizure prohibited by the Fourth Amendment begin to run when evidence collected during the illegal arrest or search is used to convict the claimant during a criminal trial and the conviction is later overturned?

 

Andre Wallace was tried for and convicted of murder based on a confession obtained by Chicago detectives when he was fifteen years old. After several appeals, Wallace’s conviction was annulled by the Illinois Appellate Court, which held that Wallace was arrested without probable cause and that his unlawfully obtained confession could not be used to convict him of murder because it was not “sufficiently attenuated from his unlawful arrest.”  Wallace v. City of Chicago, 440 F.3d 421, 422 (7th Cir. 2006). Left with no other substantial evidence to convict Wallace, the prosecution dropped all charges against him. Wallace then sued the City of Chicago as well as Detectives Kristen Kato and Eugene Roy, under 42 U.S.C. § 1983, for violating his Fourth Amendment rights. The district court granted the detectives and the City of Chicago summary judgment on all of Wallace’s claims for his failure to meet the two-year statute of limitation. The Seventh Circuit affirmed the district court’s decision and found that “false arrest claims accrue at the time of the arrest,” rather than at the time the claimant’s conviction is overturned, concluding that Wallace’s claim was barred. Wallace v. City of Chicago, 440 F.3d at 423.  The Seventh Circuit majority and dissent indicate the existence of a conflict between circuit courts as to when the statute of limitations begins to run for damages claims resulting from false arrests.  The Supreme Court granted certiorari to resolve the conflict. The Supreme Court’s decision in this case will reflect its view on the correct balance between state interests, such as efficiency in the trial process, and the rights of individual defendants, such as having the opportunity to recover for damages arising from ? 1983 violations. Whether the statute of limitations begins to run at the time of arrest or at the time a conviction is overturned will influence when a claimant will be able to bring ? 1983 claims and may limit the availability of remedies for ? 1983 claims.

Questions as Framed for the Court by the Parties

When does a claim for damages arising out of a false arrest or other search or seizure forbidden by the Fourth Amendment accrue when the fruits of the search were introduced in the claimant’s criminal trial and he was convicted? 

On January 17, 1994, John Handy was shot and killed in a building located at 825 North Lawndale Avenue in Chicago. Wallace v. City of Chicago, 440 F.3d 421, 423 (7th Cir. 2006).

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Wall v. Kholi

Issues

Does a criminal defendant’s motion for a reduced sentence based on leniency count as an “application for State post-conviction or other collateral review” and therefore extend the usual one-year period during which a defendant may file a federal habeas corpus petition?

 

In December 1993, Khalil Kholi was convicted of sexual assault in the first degree and was sentenced to life imprisonment. Three years later, Kholi filed a motion to reduce his sentence, seeking discretionary leniency in state court. In 2007, Kholi filed a habeas corpus petition in federal court. The federal district court denied Kholi's petition on the grounds that it was not timely filed under the Anti-Terrorism and Effective Death Penalty Act ("AEDPA”). The First Circuit reversed, holding that a discretionary post-conviction motion to reduce a sentence constitutes collateral review under 28 U.S.C. § 2244(d)(2) and tolls AEDPA's one-year limitation period. Petitioner A.T. Wall appealed, arguing that a discretionary sentence-reduction motion does not constitute collateral review because it does not challenge the validity of a conviction or sentence. Kholi counters that collateral review includes motions seeking equitable, discretionary relief, and argues that his motion seeking a discretionary reduction of an imposed sentence tolls AEDPA's statute of limitations. The Supreme Court's decision will affect the finality of state court judgments, as well as the state court remedies a prisoner can pursue before filing a petition for federal habeas corpus relief.

Questions as Framed for the Court by the Parties

Does a state court sentence-reduction motion consisting of a plea for leniency constitute an “application for State post-conviction or other collateral review”, 28 U.S.C. § 2244(d)(2), thus tolling the Anti-Terrorism and Effective Death Penalty Act’s one-year limitations period for a state prisoner to file a federal habeas corpus petition?

In December 1993, Respondent Khalil Kholi was convicted of ten counts of sexual assault in the first degree for molesting his two stepdaughters. See Kholi v. Wall, 582 F.3d 147, 149 (1st Cir. 2009).

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Walker v. Martin

Issues

Whether a discretionary, case-by-case procedural bar for “untimely” habeas corpus petitions may be deemed “adequate” under the adequate state ground doctrine.

 

Charles Martin is serving life imprisonment for the robbery and first-degree murder of Charles Stapleton. After exhausting his direct appeals, Martin filed a petition for habeas corpus in California state court, alleging that his trial counsel was ineffective. The California Supreme Court eventually dismissed the petition under the state’s “timeliness” rule, which bars claims filed after “substantial delay.” Martin then filed a habeas corpus claim in federal court on similar grounds. The federal district court found that the state timeliness grounds were “adequate” for dismissal of the federal case. Under the adequate state grounds doctrine, a federal court will not review the decision of a state court if the federal court’s decision would have no impact on the case. The Ninth Circuit reversed, finding that the state had failed to prove that California’s timeliness rule was sufficiently clear and consistently applied so as to be an adequate state bar. Martin argues that the Ninth Circuit was correct in its ruling, while Petitioner James Walker counters that the rule is indeed consistently applied. If the Supreme Court finds the rule adequate, this will likely increase denials of federal habeas corpus petitions; if the rule is not adequate, however, California may be required to use a more precise standard in determining what constitutes an untimely petition.

Questions as Framed for the Court by the Parties

Under state law in California, a prisoner may be barred from collaterally attacking his conviction when the prisoner "substantially delayed" filing his habeas petition. In federal habeas corpus proceedings, is such a state law "inadequate" to support a procedural bar because (1) the federal court believes that the rule is vague and (2) the state failed to prove that its courts "consistently" exercised their discretion when applying the rule in other cases?

All California courts, both state and federal, have original jurisdiction to hear habeas corpus petitions. See Brief for Respondent, Charles Martin at 7. However, if any court finds that a petitioner’s claims are procedurally barred, it may deny the claim with a “summary denial,” which

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Additional Resources

· California Petition for Writ of Habeas Corpus

· Columbia Law Review, Catherine Struve, Direct and Collateral Federal Court Review of the Adequacy of State Procedural Rules

· Federalist Society, Kent Scheidegger and Tom Gede: The Inadequate Jurisprudence of Adequate State Grounds

· American University Law Review, Cynthia L. Fountaine: Article III and the Adequate Independent Grounds Doctrine

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