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Polar Tankers, Inc. v. Valdez, Alaska

Issues

Whether a city's property tax only on large vessels using the city's ports violates the Tonnage Clause of the Constitution, and whether a state's inclusion of certain out-of-state activities in its calculations of percentage value violates the Commerce and Due Process Clauses of the Constitution.

Court below

 

In 1999, the city of Valdez imposed a tax on vessels using its harbors. This case concerns the constitutionality of that tax and the apportionment methodology used to assess the tax. Petitioner Polar Tankers claims that the tax is a tonnage duty prohibited by the Constitution's Tonnage Clause. Polar Tankers argues that the apportionment methodology utilized by Respondent Valdez distorts a vessel's value, and that the effect of the distortion is to allow Valdez to make revenue that is grossly disproportionate to the amount of time a vessel actually spends using Valdez' ports. Furthermore, Polar Tankers argues that Valdez' apportionment scheme creates a risk of double taxation for vessels. Valdez, however, claims that the tax is nothing more than an ad valorem property tax. Valdez argues that the Tonnage Clause does not apply to ad valoremtaxes, and that its apportionment scheme is based on a vessel's productive activity in Valdez. Lastly, in response to the charge of creating a risk of double taxation for vessels, Valdez states that domicile states do not have exclusive authority to tax vessels for time spent on the high seas. Thus, the outcome of this case will affect taxation as it relates to interstate commerce.

Questions as Framed for the Court by the Parties

1. Whether a municipal personal property tax that falls exclusively on large vessels using the municipality's harbor violates the Tonnage Clause of the Constitution, art. I, § 10, cl. 3.

2. Whether a municipal personal property tax that is apportioned to reach the value of property with an out-of-State domicile for periods when the property is on the high seas or otherwise outside the taxing jurisdiction of any State violates the Commerce and Due Process Clauses of the Constitution.

Situated on the terminus of the Trans Alaska Pipeline System, Respondent the City of Valdez ("Valdez") serves as a crucial link in the transportation of crude oil from Alaskan oil fields to refineries. See City of Valdez v.

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Puerto Rico v. Valle

Issues

Does the double jeopardy clause of the U.S. Constitution prohibit Puerto Rico from prosecuting defendants for the same crime they were convicted of in federal court?

 

Two defendants were charged in Puerto Rico court and federal court on the same set of facts and for largely the same crimes. See Luis M. Sanchez Valle v. The People of Puerto Rico, 2015 WL 1317010 (P.R. 2015), at 2a, 4a (pincited to linked document). Each defendant was convicted and sentenced in federal court first, and then moved to dismiss the pending state charges. The defendants argued that the double jeopardy clause of the Fifth Amendment to the U.S. Constitution prohibited Puerto Rico from prosecuting them for the same crimes they were convicted of in federal court. See id. at 2a–5a. The trial courts granted the defendants’ motions to dismiss, but the Puerto Rico Court of Appeals reversed. Relying on the dual sovereignty doctrine, the court held that Puerto Rico, an independent sovereign, could charge the defendants for crimes under the Puerto Rico Constitution. See id. However, the Puerto Rico Supreme Court reversed, deciding that Puerto Rico had no sovereign status, derived its power to prosecute from the U.S. Constitution, and thereby could not charge the defendants for the same crime. The Supreme Court will decide whether the Puerto Rico Supreme Court was right. See Brief for Petitioner, The Commonwealth of Puerto Rico at i. Puerto Rico argues that the island is a sovereign state, and that under the dual sovereignty doctrine, there are no double jeopardy concerns. See id. at 19, 22. However, Valle contends that the Puerto Rico has no sovereign statusSee Brief of Respondents, Luis M. Sánchez Valle and Jaime Gómez Vásquez at 3. The Court’s decision will affect the balance of the federal system and the dignity of the people of Puerto Rico. See id. at 61.

Questions as Framed for the Court by the Parties

Are the Commonwealth of Puerto Rico and the Federal Government separate sovereigns for purposes of the Double Jeopardy Clause of the United States Constitution?

On September 28, 2008, Luis M. Sanchez del Valle was charged with violating the Puerto Rico Weapons Act by selling ammunition and a firearm without a permit and illegally carrying a firearm. See Luis M. Sanchez Valle v. The People of Puerto Rico, 2015 WL 1317010 (P.R. 2015), at 2a (pincited to linked document). The charges were brought in Puerto Rico state court, the Court of First Instance.

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Puerto Rico v. Franklin California Tax-Free Trust

Issues

Does Chapter 9 of the federal Bankruptcy Code prohibit Puerto Rico from providing distressed municipalities with debt restricting mechanisms?

 

Many of Puerto Rico’s municipalities are in financial crisis, and public utility companies are facing insolvency. In this consolidated case, the Supreme Court will determine whether Chapter 9 of the federal Bankruptcy Code preempts Puerto Rican laws permitting distressed municipalities to restructure their debt. Puerto Rico and its Government Development Bank assert that Puerto Rico is not prevented from passing local bankruptcy laws because Congress has not directly addressed territorial law in this area. But public utility creditors Franklin California Tax-Free Trust and BlueMountain Capital Management, LLC, argue that Congress preempted any state or territorial municipal bankruptcy legislation in an effort to ensure a uniform federal bankruptcy standard. The Court’s ruling will impact Puerto Rican municipalities’ ability to provide essential services to their residents, and the rights of creditors to collect on their debt. 

Questions as Framed for the Court by the Parties

Does Chapter 9 of the Federal Bankruptcy Code, which does not apply to Puerto Rico, nonetheless preempt a Puerto Rico statute creating a mechanism for Puerto Rico’s public utilities to restructure their debts?

The Commonwealth of Puerto Rico is facing a severe financial crisis, and several public utility companies are on the verge of insolvency. See Franklin California Tax-Free Trust, et al. v. Commonwealth of Puerto Rico, 805 F.3d 322, 324 (1st Cir.

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Puckett v. United States

Issues

The right to have an error corrected by a Federal appellate court can depend on the nature of the error, specifically the underlying rights that were affected by the error. This case will answer the question of whether or not a discretionary standard, Rule 52(b) of the Federal Rules of Criminal Procedure, should apply to errors involving a plea agreement breach by a prosecutor that was not objected to by the defendant’s counsel when it was made.

 

James Puckett was charged in Federal District Court with armed bank robbery and use of a firearm during the commission of the crime. Puckett agreed to plead guilty to both charges partially in exchange for the prosecutor’s promise to recommend a sentencing reduction to the judge based on Puckett’s acceptance of responsibility for his crimes. After the plea agreement but before the sentencing, Puckett engaged in acts to defraud the United States Postal Service, and the prosecutor refused to recommend the sentencing reduction. Puckett’s counsel did not formally object to the prosecutor’s refusal to file the recommendation, thus creating a “forfeited” error. Consequently, when the court sentenced Puckett, he received no reduction in his sentence. On appeal to the Fifth Circuit Court of Appeals, Puckett requested that the case be remanded and that he be allowed to revoke his guilty plea. The Fifth Circuit denied Puckett’s request and upheld the sentence, finding that Puckett had not met his burden under Rule 52(b). Under Rule 52(b), the party challenging the error must prove that the error was significant enough to warrant reversal even though the party forfeited his right to have the court consider the error by not objecting when it occurred. Puckett sought review by the Supreme Court and his writ of certiorari was granted on October 1, 2008.​

Questions as Framed for the Court by the Parties

Whether a forfeited claim that the government breached a plea agreement is subject to the plain error standard of Rule 52(b) of the Federal Rules of Criminal Procedure.

In July 2002, petitioner James Benjamin Puckett was charged in the United States District Court for the Northern District of Texas for bank robbery and use of a firearm in the commission of a crime of violence. See U.S. v. Puckett, 505 F.3d 377, 381 (5th Cir.

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Preston v. Ferrer

Issues

Do the Federal Arbitration Act and the Supreme Court's holding in Buckeye Check Cashing v. Cardegna preempt a state statute requiring parties to exhaust administrative remedies before filing any action in court or with an arbitrator?

 

In 2002, Arnold Preston, a lawyer, and Judge Alex Ferrer entered into a contract where Preston agreed to act as Ferrer's personal manager in exchange for a portion of the earnings from a potential television deal. The contract contained a clause which required that any disputes over the validity of the contract be arbitrated. Several years later, Preston filed an action with the American Arbitration Association against Ferrer, seeking earnings which he claims are owed under that contract. Ferrer claims that the entire contract is invalid under the California Talent Agencies Act, and also contends that under that act, the parties must exhaust their administrative remedies by submitting the dispute to the California Labor Commissionerbefore an arbitrator or court can hear the case. The California Court of Appeals agreed with Ferrer. Preston challenges this holding, claiming that that the Federal Arbitration Act and the Supreme Court's decision in Buckeye Check Cashing v. Cardegna, 546 U.S. 440 (2006), which held that when there is an arbitration agreement disputes over the validity of a contract must first be submitted to an arbitrator, require this dispute to be first submitted to arbitration. Arbitration agreements are found in many contracts, and this decision could have a significant impact on the enforceability of such clauses and on the States' ability to regulate certain industries and agreements.

Questions as Framed for the Court by the Parties

Whether the Federal Arbitration Act and Buckeye Check Cashing, Inc. v. Cardegna, 546 U.S. 440, 126 S.Ct. 1204 (2006) preempt the holding in this case, voiding an interstate arbitration agreement under the California Talent Agencies Act?

This case involves a contract dispute between Judge Alex Ferrer, currently arbitrating disputes on the Fox Channel television show, "Judge Alex," and a lawyer, Arnold Preston, who works as personal manager for entertainers. Ferrer v. Preston, 145 Cal.

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Premo v. Moore

Issues

1. Should the Fulminante standard apply to a federal habeas corpus claim where there is no trial record available for review?

2. Did Moore sustain his burden of proof by showing his attorney's alleged ineffective assistance prejudiced him?

 

The police brought in Respondent Randy Moore for questioning in connection with the kidnapping and murder of Kenneth Rogers. Moore requested legal counsel and was told that he was not entitled to counsel unless he could afford it. Moore ultimately confessed to accidentally killing Rogers and was then appointed legal counsel. On counsel’s advice, Moore pled no contest to felony-murder and was sentenced to twenty-five years in prison. After Oregon state courts denied Moore’s petition for post-conviction relief, Moore petitioned for federal habeas corpus relief, asserting that he had been denied effective assistance of counsel because his attorney had failed to move to suppress his confession. The federal district court denied his petition, but the Ninth Circuit reversed, reasoning that the failure of Moore’s counsel to seek suppression of Moore’s confession was unreasonable and highly prejudicial. On appeal to the Supreme Court, Oregon argues that the Ninth Circuit failed to apply the correct standard in granting habeas relief and that Moore did not show that he was prejudiced by his counsel’s failure to seek suppression of his confession. This decision will ultimately impact when and how often defendants and states pursue plea agreements, the finality of those agreements once made, as well as the deference federal courts accord to decisions of state criminal courts.

Questions as Framed for the Court by the Parties

1. This Court established in Hill v. Lockhart the standard for assessing, in a collateral challenge to a conviction that was based on a guilty or no-contest plea, whether an attorney's deficient performance requires reversal of a conviction. In Arizona v. Fulminante--a direct appellate review case--this Court reviewed all the evidence presented at trial and held that the erroneous admission of a coerced confession at the trial was not harmless.

a. If a collateral challenge is based on a defense attorney's decision not to move to suppress a confession prior to a guilty or no contest plea, does the Fulminante standard apply, even though no record of a trial is available for review?

b. Even if the Fulminante standard applies in that context, is it "clearly established Federal law" for purposes of 28 U.S.C. § 2254(d)(1)?

2. In Moore's underlying criminal case, he confessed to police that he personally shot the victim. He also confessed to two other people, and he ultimately pleaded no contest to murder. In his collateral challenge to his conviction, he alleged that his attorney should have moved to suppress the confession to police, but he offered no evidence that he would have insisted on going to trial had counsel done so. Did the Ninth Circuit err by granting federal habeas relief on Moore's ineffective-assistance of- counsel claim?

Respondent Randy Moore and two other men were allegedly involved in the assault, kidnapping, and murder of Kenneth Rogers. See Moore v. Czerniak, 574 F.3d 1092, 1095, 1097 (9th Cir.

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Additional Resources

· LII: Sixth Amendment

· CRS Annotated Constitution: Sixth Amendment: Assistance of Counsel

· Wex: Criminal Procedure

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PPL Montana, LLC v. Montana

Issues

In resolving riverbed title disputes, how should courts determine whether a river was navigable?

Court below

 

After a lawsuit against hydroelectric company PPL Montana was dismissed in federal court, PPL Montana sought a declaratory judgment in state court to determine the ownership of riverbeds along three Montana rivers. The State of Montana asserted that it owned the riverbeds under the equal footing doctrine, and sought compensation for PPL Montana’s use of the land. The Montana Supreme Court affirmed the lower court’s grant of summary judgment to Montana, holding that the State of Montana owned the riverbeds and that PPL Montana owed the State of Montana $40,956,180. The issue of title largely turns upon whether the river is “navigable.” PPL Montana argues that navigability for title purposes should be determined by looking at individual segments of rivers and the actual commercial use of rivers at the time statehood was obtained. Montana contends that the proper navigability test is the susceptibility of travel through longer river stretches, which can be informed by current uses. The Supreme Court’s decision may affect rivers’ public benefits and the reliance interests of riverbed owners.

Questions as Framed for the Court by the Parties

1. Does the constitutional test for determining whether a section of a river is navigable for title purposes require a trial court to determine, based on evidence, whether the relevant stretch of the river was navigable at the time the State joined the Union as directed by United States v. Utah, 283 U.S. 64 (1931), or may the court simply deem the river as a whole generally navigable based on evidence of present-day recreational use, with the question "very liberally construed" in the State's favor?

2. When a hydropower project is licensed under the Federal Power Act, a process that includes an economic analysis of the project and solicits state input, and the hydropower producer has obtained easements from private parties and paid substantial rents to the federal government on the understanding that the riverbeds under the hydropower facilities are owned by those private parties or the federal government, is a State's attempt retroactively to claim title and impose tens of millions of back and future rent obligations for use of the riverbeds preempted?

In 2003, parents of children attending school in Montana sued the hydroelectric energy company PPL Montana, LLC in the United States District Court of MontanaSee PPL Montana, LLC v.

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Pleasant Grove City v. Summum

Issues

1. Whether a permanent monument donated by a private organization to Pleasant Grove retains its character as private speech, or whether it becomes government speech because the city owns, controls, and decides to display it?

2. Did the Tenth Circuit err in finding that the monument’s physical presence in a park is dispositive in ruling that the relevant forum is a public forum, or should the court have ruled that access to the forum based on the city’s selection process renders it a nonpublic forum?

3. Would requiring the city to immediately erect and display Summum’s monument ultimately require the city to decide either to display monuments at the request of any private party or not to display any monuments at all?

 

Summum, a religious organization, seeks to place a monument containing the Seven Aphorisms of Summum among other historical and cultural artifacts and monuments displayed in Pioneer Park. It brought a civil suit in the Federal District Court of Utah, alleging that the city of Pleasant Grove had abridged its First Amendment freedom of speech rights in denying the request to display the Seven Aphorisms monument, while approving other similar expressive monuments. The District Court denied Summum’s preliminary injunction motion, but the Tenth Circuit reversed the ruling and granted the injunction, finding that any privately-donated monument retained its character as private speech. The court held that since a park is a traditional public forum, the city cannot engage in content-based restrictions of private speech without a compelling state interest and a narrowly-tailored policy to that end. The city contends that there is no First Amendment violation because the display constitutes government speech—the city owns, controls, and ultimately decides to display the monument. It fears that the Tenth Circuit ruling would chill free speech for both private parties and the government, for the ruling would require the city to display any monument at the request of a private party or, alternatively, ban all displays in public parks. But Summum argues that categorizing such displays as government speech, where the decision to display a monument is subject to the city’s selection process, would allow the city to engage in viewpoint discrimination.

Questions as Framed for the Court by the Parties

1. Did the Tenth Circuit err by holding, in conflict with the Second, Third, Seventh, Eighth, and D.C. Circuits, that a monument donated to a municipality and thereafter owned, controlled, and displayed by the municipality is not government speech but rather remains the private speech of the monument’s donor?

2. Did the Tenth Circuit err by ruling, in conflict with the Second, Sixth, and Seventh Circuits, that a municipal park is a public forum under the First Amendment for the erection and permanent display of monuments proposed by private parties?

3. Did the Tenth Circuit err by ruling that the city must immediately erect and display Summum’s “Seven Aphorisms” monument in the city’s park?

Pioneer Park, located in Pleasant Grove, Utah, contains a number of historical artifacts, buildings, and permanent displays, such as the city’s first city hall, its first fire department, a Ten Commandments monument, and a September 11 monument. See Summum v. Pleasant Grove, 483 F.3d 1044, 1047 (10th Cir.

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Philippines v. Pimentel

 

Federal Rule of Civil Procedure 19(b) requires a federal court to dismiss a civil action if an unavailable party is indispensable, that is, if the court could not in good conscience proceed without that party. Foreign sovereigns can make themselves unavailable by asserting their sovereign immunity from suit. The Supreme Court will consider the interaction between these two doctrines in this interpleader action to resolve the ownership of property claimed by the Republic of the Philippines ("Philippines") and by Mariano Pimentel ("Pimentel"). The Philippines successfully asserted its sovereign immunity, and now argues that the action cannot proceed in its absence. Pimentel responds that foreign sovereigns cannot stop an interpleader action merely by claiming an interest in the property at issue and then asserting sovereign immunity. The Court's decision in this case will impact courts' ability to adjudicate title to assets claimed by foreign sovereigns. This issue is likely to become increasingly important as sovereigns make ever-greater investments in private sector assets.

Questions as Framed for the Court by the Parties

1. Whether the Republic of the Philippines and its Presidential Commission on Good Government (PCGG), having been dismissed from the interpleader action based on their successful assertion of sovereign immunity, had the right to appeal the district court's determination that they were not indispensable parties under Federal Rule of Civil Procedure 19(b); and whether the Republic of the Philippines and its PCGG have the right to seek this court's review of the Court of Appeals's opinion affirming the district court.

2. Whether a foreign government that is a "necessary" party to a lawsuit under Rule 19 (a) and has successfully asserted sovereign immunity is, under Rule 19(b), an "indispensable" party to an action brought in the courts of the United States to settle ownership of assets claimed by that government.

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Philip Morris USA Inc. v. Williams

Issues

  1. Among the three guideposts that courts should consider when reviewing punitive damages, can the high degree of reprehensibility of the defendant’s conduct and the similarity between the punitive damages award and authorized civil penalties in comparable cases supersede the consideration that punitive damages should be proportionate to the harm suffered by the plaintiff?
  2. Can a jury punish a defendant for harms suffered by non-parties without violating due process?
Court below

 

Mayola Williams brought suit against Philip Morris U.S.A. alleging that Philip Morris fraudulently and negligently caused the death of her husband, who smoked Philip Morris cigarettes for over forty years. The Oregon Supreme Court affirmed a trial jury’s punitive damages award of $79.5 million. Philip Morris contends that the punitive damages award was unconstitutionally excessive because it was not reasonably related to Mr. Williams’ injuries. Williams argues that the Oregon Supreme Court was within its discretion to affirm the trial jury’s punitive damages award because the award conformed with many of the guidelines for determining reasonable damages, and those guidelines are the most important factor. This decision will impact punitive damages calculation in product liability and other tort cases.

Questions as Framed for the Court by the Parties

  1. Whether, in reviewing a jury’s award of punitive damages, an appellate court’s conclusion that a defendant’s conduct was highly reprehensible and analogous to a crime can “override” the constitutional requirement that punitive damages be reasonably related to the Plaintiff’s harm.
  2. Whether due process permits a jury to punish a defendant for the effects of its conduct on non-parties.

Jesse Williams died from cancer as a result of smoking Philip Morris brand cigarettes for over forty years. Williams v. Philip Morris, 340 Or. 35, 38 (2006).

Additional Resources

  • Charles Lane, Justices To Rule on Punitive Damages, Wash. Post, May. 31, 2006, at D01
  • Brief of the American Tort Reform Association as Amicus Curiae in Support of Petitioner, Philip Morris USA v. Williams, 126 S.Ct. 2329 (2006) (No. 05-1256).
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