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Office of the United States Trustee v. John Q. Hammons Fall 2006, LLC

Issues

Should the government compensate the bankruptcy debtors who paid higher fees than some other debtors by refunding the higher fees or by retrospectively charging the other debtors higher fees, or is prospective uniformity in fees sufficient?

This case asks the Supreme Court to decide the proper remedy for bankruptcy debtors who were treated differently, paying higher fees under a statute enacted by Congress without constitutional authority. John Q. Hammons Hotels & Resorts entities filed for Chapter 11 Bankruptcy in 2016 and paid $2.5 million higher fees than debtors in some federal districts, before the Judiciary and Congress resolved the disparate treatment. The U.S. Trustee argues that prospective equality in fees is a sufficient remedy, but if a retrospective remedy is required, the Court should extend the higher fees to debtors previously exempt from it. Hammons argues that the only proper remedy for fees paid under an unconstitutional statute is to refund them and that the remedies the U.S. Trustee proposes violate due process. The outcome of this case will affect how the bankruptcy system is funded—by debtors or taxpayers—and the remedial schemes for debtors who received unequal treatment.

Questions as Framed for the Court by the Parties

Whether the appropriate remedy for the constitutional uniformity violation found by this court in Siegel v. Fitzgerald is to require the United States Trustee to grant retrospective refunds of the increased fees paid by debtors in U.S. Trustee districts during the period of disuniformity, or is instead either to deem sufficient the prospective remedy adopted by Congress or to require the collection of additional fees from a much smaller number of debtors in Bankruptcy Administrator districts.

The United States is divided into ninety-four judicial districts. John Q. Hammons Fall 2006 LLC v. Office of the U.S. Trustee (“CA10”) at 7. Before 1978, the Judicial Conference funded bankruptcy courts and appointed bankruptcy judges (“BAs”) in all districts.

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Federal Bureau of Investigation, et al. v. Fikre

Issues

Does the voluntary cessation exception to mootness apply when the government removes an individual from the No Fly List and asserts it will not put them back on it given the available information without also repudiating past inclusion on that list or acknowledging a discrete policy change which informed the removal?

This case asks the Supreme Court to decide whether Yonas Fikre’s (“Fikre”) removal from the No Fly List in 2016, alongside a sworn declaration indicating he would not be placed back on it “based on the currently available information,” makes moot his case against the Federal Bureau of Investigation (“FBI”) regarding his placement on the No Fly List. Fikre argues that although the FBI removed him from its No Fly List in 2016, the government’s guarantees are insufficient to show that he will not be put back on the list for the original reasons, and as such his claim is still valid until the government voluntarily acquiesces to his requests or repudiates its inclusion of him on the list. The FBI counters by indicating that its sworn declaration would necessarily include all information which resulted in Fikre’s inclusion on the No Fly List in 2010 and his removal from it in 2016. Therefore, the FBI argues it is sufficient to prove Fikre would not be relisted for the same reasons as before, and to demand any more would require a showing of bad faith on the part of the government and unnecessarily endanger national security. The outcome of this case has serious implications for national security and the transparency of classified government programs like the No Fly List.

Questions as Framed for the Court by the Parties

Whether respondent’s claims challenging his placement on the No Fly List are moot given that he was removed from the No Fly List in 2016 and the government provided a sworn declaration stating that he “will not be placed on the No Fly List in the future based on the currently available information.”

In 2003, President George W. Bush executed Homeland Security Presidential Directive 6, instructing the attorney general to create the Terrorist Screening Center, an interdepartmental entity which consolidates every government terrorist watchlist into the Terrorist Screening Database (“Screening Database”) and organizes them into respective lists. Fikre v. Fed.

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Campos-Chaves v. Garland

Issues

When providing notice to an immigrant in deportation proceedings, does the government comply with its obligations under 8 U.S.C. § 1229(a) by providing a Notice to Appear with no date and location and a subsequent, updated Notice of Hearing including that information?

This case asks the Supreme Court to determine whether the government complies with the Immigration and Nationality Act (8 U.S.C. § 1229(a)) (“INA”) when it provides notice of deportation proceedings in a separate document from their date and time. Under 8 U.S.C. § 1229(a), the government must provide “written notice” to undocumented immigrants who are subject to deportation. This “written notice” is provided in a document called a “notice to appear” (“NTA”) and must include the “time and place” of the proceedings under 8 U.S.C. § 1229(a)(1)(G)(i). However, the government routinely sends two documents: one NTA to alert the immigrant about the removal proceedings, and another Notice of Hearing (“NOH”) to communicate the time and place of the hearing. Campos-Chaves argues that this scheme violates the INA because the statute requires this information to be provided in one document. The United States argues that it complies with the INA because its disjunctive language permits dual-document notice and because a curative NOH overcomes a defective NTA. This case touches on important questions regarding fair notice to immigrants in deportation proceedings and judicial economy.

Questions as Framed for the Court by the Parties

Whether the government provides notice “required under” and “in accordance with paragraph (1) or (2) of” 8 U.S.C. § 1229(a) when it serves an initial notice document that does not include the “time and place” of proceedings followed by an additional document containing that information, such that an immigration court must enter a removal order in absentia and deny a noncitizen's request to rescind that order.

Moris Campos-Chaves (“Campos-Chaves”) is a citizen of El Salvador who entered the United States without authorization on January 24, 2005. Campos-Chaves v. Garland at 1-2. On February 10, 2005, the Department of Homeland Security (“DHS” or “government”) served Campos-Chaves with a Notice to Appear (“NTA”), initiating deportation proceedings against him. Id. at 2. This NTA did not contain the time and place of his deportation hearing.

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Muldrow v. City of St. Louis, Missouri

Issues

Does transferring an employee to an equivalent but arguably less prestigious position based on their race, color, religion, sex, or national origin violate Title VII of the Civil Rights Act of 1964?

This case asks the Supreme Court to determine whether an employer’s decision to transfer an employee, motivated by discrimination but without a judicial finding of substantial detriment to the employee, contravenes Title VII. Petitioner Jatonya Clayborn Muldrow argues that her employer, the City of St. Louis Police Department, made a sex-based decision to reassign her from the police intelligence unit to a more peripheral position and thus violated Title VII, regardless of any judicial assessment of significant disadvantage. Respondent the City of St. Louis counters that Muldrow’s transfer was routine, and that a Title VII claim of discrimination requires demonstrable harm. The Court's decision in this matter will likely influence the scope of Title VII protections against workplace discrimination, thus distinctly affecting employment practices and operational efficiency. The Court’s decision will also impact the number of actionable employment decisions and potential lawsuits.  

Questions as Framed for the Court by the Parties

Whether Title VII of the Civil Rights Act of 1964 prohibits discrimination in transfer decisions absent a separate court determination that the transfer decision caused a significant disadvantage

Petitioner Sergeant Jatonya Clayborn Muldrow (“Muldrow”) had been a patrol detective in the Intelligence Division of the St. Louis Police Department (“Department”) since 2008 until her transfer in 2017. Muldrow v. City of Saint Louis at 684. She worked on cases involving public corruption, human trafficking, gun crimes, and gangs. Id. The position was a traditional eight-hour workday Monday through Friday. Id.

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Moore v. United States

Issues

Can Congress pass a statute under the Sixteenth Amendment taxing income that is not yet realized by the taxpayer without apportioning the tax among the states in proportion to their populations?

This case asks the Supreme Court to determine whether a taxpayer must realize income under the Sixteenth Amendment before the federal government can tax it without apportionment among the states. In 2017, as part of the Tax Cuts and Jobs Act, Congress enacted a new, one-time Mandatory Repatriation Tax on taxpayers based on their ownership stake in a controlled foreign corporation. The tax applied retroactively on all income earned by the corporation after 1986, regardless of whether the corporation distributed its earnings to its shareholders. Charles and Kathleen Moore argue that the Mandatory Repatriation Tax, which they were forced to pay, is unconstitutional because the Sixteenth Amendment imposes a realization requirement on income for the federal government to tax it without apportionment. The United States contends that no such realization requirement exists, and that Congress has long taxed individuals based on their share of undistributed corporate earnings without constitutional challenge. The outcome of this case has important ramifications for Congress’s power to impose income taxes and on the complexity and certainty of tax planning.

Questions as Framed for the Court by the Parties

Whether the 16th Amendment authorizes Congress to tax unrealized sums without apportionment among the states.

In 2005, Petitioners Charles and Kathleen Moore bought an 11% stake in KisanKraft, a Controlled Foreign Corporation (“CFC”) based in India. Moore v. United States at 4–5. A CFC is a corporation in which U.S. persons possess more than 50% ownership or voting rights. Id. at 5. KisanKraft made profits every year but never distributed any of those profits to its shareholders.

Acknowledgments

The authors would like to thank Professor Robert A. Green for his insights into this case.

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HARRINGTON v. PURDUE PHARMA L.P., ET AL.

Issues

Can the Sackler Family, the former owners of Purdue Pharma, L.P., be released from future claims of liability in connection to their alleged contributions to the opioid crisis through Purdue Pharma’s Chapter 11 bankruptcy proceedings despite not being a party to those bankruptcy proceedings?

This case concerns the interpretation of a bankruptcy court’s power under Chapter 11 of the Bankruptcy Code to provide for release from claims by tort victims against non-debtors. OxyContin producer Purdue Pharma––owned by the Sackler Family––filed for bankruptcy in September 2019.  The bankruptcy plan provided for the Sackler Family to be released from all civil claims by third parties resulting from the acts or omissions of Purdue in exchange for the Sackler Family providing around $5.5 billion to satisfy bankruptcy claims. William K. Harrington, United States Trustee for Region 2, argues that the Code limits the bankruptcy court’s authority to manage debtor-creditor relationships. Purdue Pharma, its creditors, and the Sackler Family argue that the court’s power is limited only by “inconsisten[cy]” with the Code––which doesn’t expressly prohibit these kinds of releases. The case has significant implications for the handling of mass tort claims and potential relief for victims of the opioid crisis.

Questions as Framed for the Court by the Parties

Whether the Bankruptcy Code authorizes a court to approve, as part of a plan of reorganization under Chapter 11 of the Bankruptcy Code, a release that extinguishes claims held by nondebtors against nondebtor third parties, without the claimants’ consent.

Since the 1990s, the pharmaceutical manufacturer Purdue Pharma L.P.––owned by the Sackler family––vigorously promoted the use of its name-brand drug OxyContin, an opioid analgesic utilized for its painkilling qualities. In re Purdue Pharma at 9–10. OxyContin would prove highly addictive, and “has been blamed for significantly contributing” to the ongoing opioid epidemic.

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Brown v. United States

Issues

When sentencing a defendant for a federal firearm offense, how should courts determine whether the defendant’s past state drug conviction is a “serious drug offense” warranting a higher minimum sentencing requirement?

This case asks the Supreme Court to determine when the Armed Career Criminal Act (18 U.S.C. § 924(e)) (“ACCA”) applies to a defendant with prior state drug offenses who is facing sentencing for a Gun Control Act (18 U.S.C. § 922(g)) (“GCA”) violation. The ACCA is a “three–strikes” law which imposes a 15–year mandatory minimum imprisonment term on defendants convicted of violating the GCA and at least three prior violent felonies or “serious drug offenses.” However, a prior state drug offense only counts as a “strike” under the ACCA if the relevant state drug prohibition categorically matches its federal counterpart. Brown argues that federal and state laws must match at the time of sentencing for the GCA violation. Brown claims that his interpretation most closely aligns with the ACCA’s plain meaning and serves judicial efficiency because compliance is easier. The United States argues that federal and state laws must match at the time of the prior state drug offense. The United States claims that its interpretation most aligns with the ACCA’s legislative intent and promotes consistency in the criminal justice system. This case touches on important questions regarding fair notice to criminal defendants as well as federal controlled–substances schedules’ responsiveness to scientific and social developments.

Questions as Framed for the Court by the Parties

Whether the "serious drug offense" definition in the Armed Career Criminal Act incorporates the federal drug schedules that were in effect at the time of the federal firearm offense or the federal drug schedules that were in effect at the time of the prior state drug offense.

The Armed Career Criminal Act (“ACCA”) imposes a fifteen–year mandatory minimum imprisonment term when a defendant violates the Gun Control Act, codified under 18 U.S.C.

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Wilkinson v. Garland

Issues

Under the Immigration and Nationality Act, can a court review an agency’s ruling that an applicant’s removal “would result in exceptional and extremely unusual hardship,” or is this determination discretionary and unreviewable?

This case asks the Supreme Court to determine whether courts can review an agency’s determination of 8 U.S.C. §1229b(b)(1)(D), which permits a cancellation of removal if an applicant meets the “exceptional and extremely unusual hardship” standard. Wilkinson contends that whether an applicant’s case meets the standard of hardship is a mixed question of fact and law that courts can review. Wilkinson argues that this procedure does not involve finding new facts but instead applies a legal standard to established facts, such as determining whether an applicant’s removal would bring extreme emotional distress to their family. The United States argues that whether an applicant’s case meets the “exceptional and extremely unusual hardship” standard does not involve applying a legal standard and is therefore an agency’s discretionary determination that is unreviewable by courts. The outcome of the case may significantly impact the procedure and available remedies in removal cases.  Also, the outcome could influence judicial efficiency and the method courts use to interpret statutes in other areas of law.  

Questions as Framed for the Court by the Parties

Whether an agency determination that a given set of established facts does not rise to the statutory standard of “exceptional and extremely unusual hardship” is a mixed question of law and fact reviewable under 8 U.S.C. §1252(a)(2)(D), or whether this determination is a discretionary judgment call unreviewable under Section 1252(a)(2)(B)(i).

In 2003, Petitioner Situ Wilkinson entered the United States on a valid tourist visa after fleeing his native Trinidad and Tobago due to a violent encounter with local police.

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McElrath v. Georgia

Issues

Does the Double Jeopardy Clause allow the retrial of an acquittal where the jury’s inconsistent verdicts on related offenses are deemed invalid under state law?

This case asks the Supreme Court to decide whether the Double Jeopardy Clause prevents a defendant from being retried on a count where he was acquitted by a jury’s verdict. Petitioner McElrath argues that the Double Jeopardy Clause prohibits defendants from being retried once they are acquitted. Petitioner also contends that the Georgia Supreme Court’s “repugnancy rule,” a rule that voids a jury’s verdicts if its findings on the record are extremely inconsistent, conflicts with the purpose and history of the Double Jeopardy Clause. In response, Respondent Georgia contends that state law, not the Double Jeopardy Clause, defines when a verdict is valid. It further asserts that Georgia’s “repugnancy rule” is consistent with the Constitution because repugnant verdicts and inconsistent verdicts are different, and the Supreme Court has never ruled on contradictory jury findings. The outcome of this case will affect the balance between judicial and jury power, as well as how far a federal court’s power can go in reversing a state court’s decision.

Questions as Framed for the Court by the Parties

Whether the double jeopardy clause of the Fifth Amendment prohibits a second prosecution for a crime of which a defendant was previously acquitted.

On July 16, 2012, 18-year-old Damian McElrath stabbed his adoptive mother, Diane, more than 50 times in a single attack. McElrath v. State (“McElrath I”) at 575. The attack started in the upstairs bedroom of their shared house and eventually ended at the front door, where Diane died. Id. McElrath then cleaned himself and wrote a note claiming that Diane told him that she was poisoning him.

Acknowledgments

The authors would like to thank Professor John H. Blume for his guidance and insights into this case.

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Securities and Exchange Commission v. Jarkesy

Issues

Does the Securities and Exchange Commission’s choice of enforcement proceedings violate the Seventh Amendment or nondelegation doctrine, and does the for-cause removal of Administrative Law Judges violate Article II of the United States Constitution?

This case asks the Supreme Court to decide whether the Securities and Exchange Commission’s (“SEC”) power to adjudicate securities fraud claims violates the Seventh Amendment or nondelegation doctrine, and if the for-cause removal protections for Administrative Law Judges violate the Take Care Clause. The SEC argues that securities fraud actions only implicate public rights that do not require juries, that its power to choose between adjudicatory and court-based enforcement was created lawfully by Congress, and that the for-cause removal protections do not unduly interfere with the President’s power. Jarkesy counters that securities fraud claims are private rights that require juries, that the SEC’s choice of where to adjudicate enforcement actions unduly delegated legislative power, and that the for-cause protections interfere with Presidents’ ability to carry out their duties. The outcome of this case has serious implications for securities regulation, the workability of administrative enforcement actions, and public faith in federal adjudicatory institutions.

Questions as Framed for the Court by the Parties

  1. Whether statutory provisions that empower the Securities and Exchange Commission to initiate and adjudicate administrative enforcement proceedings seeking civil penalties violate the Seventh Amendment.
  2. Whether statutory provisions that authorize the SEC to choose to enforce securities laws through an agency adjudication instead of filing a district court action violate the nondelegation doctrine.
  3. Whether Congress violated Article II by granting for-cause removal protection to administrative law judges in agencies whose heads enjoy for-cause removal protection.

In 1934, Congress passed the Securities and Exchange Act of 1934 (“the Act”) creating the Securities and Exchange Commission (“SEC”). 15 U.S.C. 78d(a). Its primary purpose was to protect investors and ensure a fair and efficient market. Id. The SEC is comprised of five commissioners who are appointed by the President with the advice and consent of the Senate. Id.

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