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Gamble v. United States

Issues

Should the Supreme Court overrule the double jeopardy dual sovereign exception, which allows state and federal courts to separately try an individual for the same conduct?

The Supreme Court will rule on the separate-sovereigns doctrine, an exception to the Double Jeopardy Clause that permits both state and federal governments to prosecute an individual for offenses arising from the same conduct. Terance Gamble was prosecuted under both state and federal law for possession of a firearm after being convicted of a violent crime. Gamble argues that an exception for successive prosecutions by separate sovereigns is incompatible with the text of the Clause and the Framers’ intent, and that the Court should overrule contrary precedent. The Government counters that the text of the Constitution, historical context, and a long line of affirmative precedent support preservation of the exception. The Court’s decision in this case will have implications for Double Jeopardy protections, state and federal criminal law, and competition in criminal prosecutions between sovereigns.

Questions as Framed for the Court by the Parties

Whether the Supreme Court should overrule the “separate sovereigns” exception to the double jeopardy clause.

On November 29, 2015, a police officer in Alabama pulled over Terance Gamble for a faulty headlight. Brief for Petitioner, Terance Gamble at 2. The officer smelled marijuana and decided to search Gamble’s car, where he found marijuana and a 9mm handgun. Id. at 2.

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Biestek v. Berryhill

Issues

Can a vocational expert’s testimony in a Social Security disability benefits hearing constitute substantial evidence of job availability if the vocational expert does not provide the data underlying their conclusions upon the applicant’s request?

This case asks the Supreme Court to decide whether a vocational expert’s testimony can constitute substantial evidence of job availability when a Social Security disability claimant requests but is not suppled with the data underlying that expert’s testimony. Petitioner Michael J. Biestek contends that the substantial evidence standard requires vocational experts to produce the underlying data upon an applicant’s request; otherwise, the expert’s testimony is unverifiable and allows the expert’s word to be unlawfully substituted for actual substantial evidence. Respondent Nancy A. Berryhill, the acting Commissioner of Social Security, counters that the substantial evidence standard focuses on the contents of the hearing record, not the procedure used to make that record. Additionally, Berryhill responds that plaintiffs already effectively undercut a vocational expert’s testimony on cross-examination and thus do not need to review the expert’s data. The outcome of this case will have large implications on litigation strategy in Social Security disability claims, for both claimants and the government.

Questions as Framed for the Court by the Parties

Whether a vocational expert’s testimony can constitute substantial evidence of “other work,” 20 C.F.R. § 404.1520(a)(4)(v), available to an applicant for social security benefits on the basis of a disability, when the expert fails upon the applicant’s request to provide the underlying data on which that testimony is premised

In March 2010, Biestek applied to the Social Security Administration (“SSA”) for Supplemental Social Security Income and benefits under 40 C.F.R. § 404, alleging that he had been disabled and unable to work since October 2009. Biestek v. Comm’r of Soc. Sec. at 2.

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Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA Inc.

Issues

Under the Leahy-Smith America Invents Act, does the sale by an inventor of a claimed invention trigger the “on sale” bar to patentability if the sale does not disclose details of the claimed invention to the public?

Helsinn Healthcare S.A. (“Helsinn”) sought and received four patents, beginning in 2003, for a drug developed pursuant to a licensing agreement with another pharmaceutical company. Though the drug’s formula remained confidential, the news of the deal was made public. In 2011, Teva Pharmaceuticals USA, Inc. (“Teva”) applied to the Food and Drug Administration for approval of a generic version of the drug, and—within that application—certified that Helsinn’s patents were invalid. Helsinn sued for patent infringement, arguing that the on-sale bar provision of the America Invents Act (“AIA”) does not apply to licensing agreements like the one Helsinn entered, because the confidentiality agreement in place meant that the invention was not publicly available. Helsinn then argues that adopting a different interpretation would conflict with the AIA’s two goals of aligning U.S. patent law with international standards and incentivizing prompt filing under the first-to-file standard. On the other hand, Teva asserts that the AIA’s on-sale bar provision does apply based on the plain meaning of “on sale” as illustrated by two-hundred years’ worth of statutory interpretation. Teva additionally counters that Helsinn’s interpretation would invite the secret-commercialization tactics that extend a company’s monopoly over inventions and that the AIA sought to eliminate. The Supreme Court’s decision has vast implications for patent-holders in the United States, may chill biotechnological innovation, and may adversely affect the public by extending monopolies over certain drugs and thus undermine the development of competition in the biotechnical market.

Questions as Framed for the Court by the Parties

Whether, under the Leahy-Smith America Invents Act, an inventor’s sale of an invention to a third party that is obligated to keep the invention confidential qualifies as prior art for purposes of determining the patentability of the invention.

Petitioner Helsinn Healthcare S.A. (“Helsinn”) owns four patents: U.S. Patent No(s). 7,947,724 (“724 patent”), 7,947,725 (“725 patent”), 7,960,424 (“424 patent”), and 8,598,219 (“219 patent”), which relate to the drug palonosetron used in the treatment of chemotherapy-induced nausea and vomiting (“CINV”). Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc. at 4.

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Dawson v. Steager

Issues

Does a West Virginia law that provides a state tax benefit to certain retired state and local law-enforcement officers, but not to retired U.S. Marshals, unlawfully discriminate against federal retirees in violation of the doctrine of intergovernmental tax immunity, as codified by 4 U.S.C. § 111?

This case asks the Supreme Court to examine § 11-21-12(c)(6) of the West Virginia Code (“§ 12(c)(6)”), which grants an income tax exemption for the retirement compensation of state retirees, but not of federal retirees. Petitioner James Dawson contends that § 12(c)(6) violates federal law 4 U.S.C. § 111 (“§ 111”), which prohibits discriminatory tax treatment against federal employees by state governments. Under the Supreme Court’s Davis test, according to Dawson, a state law violates § 111 by imposing higher taxes on income from the federal government than income from the state government when there are no significant differences between the two to justify the heavier tax burden placed on federal income. Respondent Dale Steager, the State Tax Commissioner of West Virginia, counters that § 12(c)(6) does not discriminate against federal retirees because § 12(c)(6) applies in very narrow cases. Steager further argues that West Virginia treats federal employees the same as state employees, and Dawson is not similarly situated to state retirees that are eligible for this tax exemption. The outcome of this case will affect state-level taxing policy and tax exemptions afforded only to state employees.

Questions as Framed for the Court by the Parties

Whether the doctrine of intergovernmental tax immunity, as codified in 4 U.S.C. § 111, prohibits the State of West Virginia from exempting from state taxation the retirement benefits of certain former state law-enforcement officers, without providing the same exemption for the retirement benefits of former employees of the United States Marshals Service.

Petitioner, James Dawson, retired from his position as a U.S. Marshal on March 31, 2008. Steager v. Dawson at 2. Dawson currently receives retirement income from the Federal Employee Retirement System (“FERS”). Id.

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Lorenzo v. SEC

Issues

Can a defendant who sent emails containing misstatements to potential investors be held liable under a fraudulent-scheme claim where the evidence showed that the defendant merely forwarded the emails at the direction of another?

This case asks the Supreme Court to determine the scope of Janus Capital Group, Inc. v. First Derivative Traders, as well as the extent of liability for securities professionals who play a supportive role in fraudulent-scheme claims. Francis Lorenzo contends that the Supreme Court should apply a narrow definition of primary liability to Rule 10b-5 securities actions. Lorenzo argues that he is not culpable for securities fraud under Rules 10b-5(a) and (c) because, in forwarding emails that were written by his superior, he did nothing more than provide “substantial assistance” to those who defrauded investors with misleading financial statements. The Securities and Exchange Commission (“SEC”) counters that Lorenzo played a primary role in advancing the fraud because he signed the emails as the director of investment banking, and he told the potential investors to contact him for information about the financial health of his brokerage firm’s clients. This case will determine the ease with which the SEC can bring claims against securities professionals accused of fraud.

Questions as Framed for the Court by the Parties

Whether a misstatement claim that does not meet the elements set forth in Janus Capital Group, Inc. v. First Derivative Traders can be repackaged and pursued as a fraudulent-scheme claim.

In 2009, Francis Lorenzo (“Lorenzo”) was appointed director of investment banking for Charles Vista, LLC (“Charles Vista”), a brokerage firm in New York City. Lorenzo v. Securities and Exchange Commission at 3. Lorenzo oversaw the account of Charles Vista’s largest client, a startup company called Waste2Energy Holdings, Inc. (“W2E”).

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National Meat Association v. Harris

Issues

Whether the Federal Meat Inspection Act—under which slaughterhouses must separate animals that cannot walk on their own and inspect them for diseases—preempts a state law that bans any slaughtering of such animals and requires their immediate euthanization.

 

In response to the largest beef recall in United States history, California amended its Penal Code to ban the slaughtering of nonambulatory animals and require that slaughterhouses euthanize any such animals on their premises. The National Meat Association filed suit arguing that the Federal Meat Inspection Act expressly preempts California’s ban on the slaughter of nonambulatory animals, and that the Federal Meat Inspection Act’s historical context demonstrates Congress’s intent to exercise exclusive authority over the meatpacking industry. Attorney General of California Kamala Harris and animal protection organizations (including the Humane Society of the United States) propose a narrow understanding of slaughterhouse “operations” and argue that the California ban does not undermine the Federal Meat Inspection Act’s purpose. The outcome of this case will affect the slaughterhouses’ ability to examine animals for disease before euthanizing them and states’ ability to regulate areas where general federal law already exists.

Questions as Framed for the Court by the Parties

The Federal Meat Inspection Act ("FMIA"), as amended by the Wholesome Meat Act of 1967 and the Humane Methods of Slaughter Act, comprehensively regulates the "premises, facilities, and operations" of slaughterhouses where meat is prepared for human consumption. Since the passage of the Wholesome Meat Act, the FMIA has expressly preempted state regulations "in addition to, or different than" federal regulations. 21 U.S.C. § 678. Thus, for almost half a century, a uniform federal regulatory framework has safeguarded animal and human health and safety. In 2008, California passed a law - the provisions of which were later considered and expressly rejected by federal regulators - requiring federally-inspected slaughterhouses to "immediately euthanize" any nonambulatory animal on its premises, thereby eliminating important federally-required ante-mortem inspection of possibly diseased animals.

The questions presented in this case are:

  1. Did the Ninth Circuit err in holding that a “presumption against preemption” requires a “narrow interpretation” of the FMIA's express preemption provision, in conflict with this Court's decision in Jones v. Rath Packing Co., 430 U.S. 519, 540 (1977) that the provision must be given “a broad meaning”?

  2. When federal food safety and humane handling regulations specify that animals (here, swine) which are or become nonambulatory on federally inspected premises are to be separated and held for observation and further disease inspection, did the Ninth Circuit err in holding that a state criminal law which requires that such animals not be held for observation and disease inspection, but instead be immediately euthanized, was not preempted by the FMIA?
  3. Did the Ninth Circuit err in holding more generally that a state criminal law which states that no slaughterhouse may buy, sell, receive, process, butcher, or hold a nonambulatory animal is not a preempted attempt to regulate the “premises, facilities, [or] operations” of federally-regulated slaughterhouses?

Concerns regarding meat safety arose in 2008 after the Humane Society, a respondent in this case, released a video that showed nonambulatory cows being kicked, electrocuted, and dragged by chains at Westland/Hallmark slaughterhouse in California. See Nat’l Meat Ass’n v. Brown, 559 F.3d 1093, 1096 (9th Cir.

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Timbs v. Indiana

Issues

Is the Eighth Amendment’s Excessive Fines Clause, which prohibits the government requiring excessive payments as punishment for criminal offenses, incorporated against the states under the Fourteenth Amendment?

Court below

This case asks the Supreme Court to determine whether the Eighth Amendment prohibits the states from imposing excessive fines, fees, and forfeitures. Tyson Timbs contends that because the Excessive Fines Clause is deeply rooted in the United States’ history and tradition, it is a fundamental right that the states cannot violate as a result of the Fourteenth Amendment. The State of Indiana argues that the relevant issue is not whether the Excessive Fines Clause, in general, is incorporated against the states, but rather whether there is a proportionality requirement for state forfeitures concerning property, or in rem forfeitures. Indiana maintains that protection from disproportionate in rem forfeitures is not deeply rooted in our nation’s history and tradition. The outcome of this case will affect how states and localities generate revenue; the degree of financial burden that states and localities may impose on individuals; and state governments’ ability to deter criminal activity and reintegrate people within the criminal justice system into society.

Questions as Framed for the Court by the Parties

Whether the Eighth Amendment’s excessive fines clause is incorporated against the states under the Fourteenth Amendment.

In January 2013, Defendant Tyson Timbs purchased a Land Rover with $42,058.30 in life-insurance proceeds after his father’s death. Indiana v. Timbs at 2. Timbs then regularly used the Land Rover to buy and transport heroin in the State of Indiana for his drug addiction. Id. The police learned of Timbs’s drug trafficking, however, and set up three controlled heroin buys.

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Apple Inc. v. Pepper

Issues

Are App Store customers “direct purchasers” of Apple who have standing to bring a suit alleging antitrust violations?

In this case, the Supreme Court will determine whether customers of the iPhone’s App Store are considered direct purchasers of Apple. The question of direct purchaser status under the Illinois Brick doctrine is necessary to grant standing and proceed with an antitrust class action accusing Apple of monopolizing the market for iPhone apps. The Ninth Circuit held, and the class action representatives now argue, that customers of the App Store are direct purchasers because Apple functions as a distributor for app developers. Apple disagrees, arguing that it sells its distribution services to app developers, who are its direct purchasers; moreover, Apple asserts that it does not possess key price-setting power. The Court’s decision in this case will have implications for who may bring antitrust actions, potentially opening the door to duplicative damages and excessive private litigation.

Questions as Framed for the Court by the Parties

Whether consumers may sue for antitrust damages anyone who delivers goods to them, even where they seek damages based on prices set by third parties who would be the immediate victims of the alleged offense.

In 2007, Apple released the original iPhone. In re Apple iPhone Antitrust Litig., 846 F.3d 313, 315–16 (9th Cir. 2017). One year later, Apple launched the “App Store,” through which iPhone users may purchase and download applications (“apps”).

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Carpenter v. Murphy

Issues

Do the reservation borders of the Creek Nation Indian Tribe drawn in Oklahoma in 1866 constitute an “Indian reservation” today under 18 U.S.C. § 1151(a)?

After was Convicted of a murder that occurred on disputed tribal land, Patrick Murphy asks the Supreme Court to determine if the 1866 territorial boundaries of the Creek Nation tribal land are still in effect today. If the boundaries are in effect, Murphy asserts that his murder conviction must be overturned because it was committed within the Creek Nation boundaries, meaning the Oklahoma state court that convicted him did not have jurisdiction to hear the case.  Oklahoma State Penitentiary Interim Warden Mark Carpenter counters that the Creek Nation reservation has been disestablished and is no longer in effect, arguing that Oklahoma state courts indeed had jurisdiction to prosecute Murphy for the murder. Carpenter contends that giving effect to the territorial boundaries would create taxation and regulatory problems, while Murphy counters that acknowledging the tribal land boundaries would lead to mutually profitable tax agreements and other community benefits such as increased job opportunities and more effective law enforcement.

Questions as Framed for the Court by the Parties

Whether the 1866 territorial boundaries of the Creek Nation within the former Indian Territory of eastern Oklahoma constitute an “Indian reservation” today under 18 U.S.C. § 1151(a).

Respondent Patrick Dwayne Murphy is a member of the Muscogee (Creek) Nation Indian tribe. Carpenter v. Murphy (“Carpenter”) at 7. In August 1999, Murphy murdered an acquaintance on disputed tribal land. Id. He was arrested and tried in Oklahoma state’s trial court.

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Nutraceutical Corp. v. Lambert

Issues

Whether Federal Rule of Civil Procedure 23(f)’s 14-day deadline to petition for permission to appeal is subject to equitable exceptions.

This case asks the Supreme Court to consider whether courts may apply equitable exceptions to Federal Rule of Civil Procedure 23(f)’s 14-day deadline to petition for permission to appeal. After the district court decertified the consumer class suing Nutraceutical and denied Lambert’s motion for reconsideration, Lambert filed a petition for permission to appeal under Rule 23(f) in June 2015. The Ninth Circuit held that the petition was proper because equitable exceptions applied. Nutraceutical now argues that the petition was not timely because it was filed well beyond the 14-day deadline and that equitable exceptions do not apply to Rule 23(f). Lambert contends that the petition was filed in a timely manner and that equitable exceptions make the petition proper even if the filing was not timely. This case will have implications for protecting unsophisticated litigants in class action suits as well as for judicial economy and resources.

Questions as Framed for the Court by the Parties

Whether the U.S. Court of Appeals for the 9th Circuit erred when it held that equitable exceptions apply to mandatory claim-processing rules—such as Federal Rule of Civil Procedure 23(f), which establishes a 14-day deadline to file a petition for permission to appeal an order granting or denying class-action certification—and can excuse a party’s failure to file timely within the deadline specified by Federal Rule of Civil Procedure 23(f), in conflict with the decisions of the U.S. Courts of Appeals for the 2nd, 3rd, 4th, 5th, 7th, 10th and 11th Circuits.

Respondent Troy Lambert (“Lambert”) brought a consumer class action in federal district court against Petitioner Nutraceutical Corporation (“Nutraceutical”), alleging that their dietary supplement product was illegally misbranded and violated numerous provisions of Title 21 of the Code of Federal Regulation

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