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Taylor v. United States

Issues

In a criminal case brought under the Hobbes Act, must the United States prove beyond a reasonable doubt that drugs targeted for robbery traveled through interstate commerce or otherwise affected interstate commerce?

 

The Supreme Court will clarify the interaction between the Hobbs Act of 1948 (“the Hobbs Act”) and Congress’ commerce power over intra-state activity. The Hobbs Act prohibits obstruction or delay of “the movement of any article or commodity in commerce, by robbery or extortion or attempts . . . to do [so].” Petitioner David Anthony Taylor was convicted in federal court for affecting interstate commerce by attempting to rob a marijuana dealer of his “drugs and drug proceeds.” Taylor argues that the government failed to prove beyond a reasonable doubt that his activity had any effect on interstate commerce, and thus he was deprived of his Fifth and Sixth Amendment due process rights. However, the United States contends that the aggregation principle of the Commerce Clause grants federal jurisdiction over the activity as part of a “national market,” even if the stolen drugs remained entirely within one state. Consequently, the United States asserts that the jurisdictional element of the Hobbs Act is satisfied as a matter-of-law.

Questions as Framed for the Court by the Parties

In a federal criminal prosecution under the Hobbs Act, 18 U.S.C. § 1951: Is the government relieved of proving beyond a reasonable doubt the interstate commerce element by relying exclusively on evidence that the robbery or attempted robbery of a drug dealer is an inherent economic enterprise that satisfies as a matter of law, the interstate commerce element of the offense?

Roanoke, Virginia experienced a heightened level of crime between 2007 and 2010. See Brief for Petitioner, David Anthony Taylor at 4. Cocaine and marijuana trades enjoyed substantial profitability, leading to an associated increase in drug-related violence and robbery. See 

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Taylor v. Sturgell

Issues

May a court bar a party's claim on the theory that the party received "virtual representation" in a prior suit by a different party, despite the fact that the present party shared no legal relationship with the prior party and received no notice of the prior suit?

 

Brent Taylor, executive director of the Antique Aircraft Association ("AAA") filed a Freedom of Information Act ("FOIA") request with the Federal Aviation Administration ("FAA") to obtain plans and specifications for a vintage aircraft. After the FAA denied Taylor's request on trade-secret grounds, he sued to compel disclosure of the information. The D.C. Circuit affirmed the district court's finding that Taylor's claim was barred because he had been "virtually represented" in a prior action by Greg Herrick, a fellow AAA member whose prior FOIA request for the same records the Tenth Circuit found to have been properly denied due to trade-secret protections. Taylor asserts that preclusion of his claim on the "virtual representation" theory violated his due process rights because he had no legal relationship with Herrick and received no notice of the prior suit. The FAA counters that preclusion was appropriate because Herrick had adequately represented Taylor's interests in the earlier action. The decision in this case will clarify the circumstances under which courts may bar claims under the "virtual representation" theory and may influence plaintiffs' litigation strategies, broaden defendants' exposure to duplicative suits, and limit the availability of FOIA requests of certain members of the public.

Questions as Framed for the Court by the Parties

Can a party be precluded from bringing a claim, under a theory of "virtual representation," and thereby denied the due process right to a day in court, when the party had no legal relationship with any party to the previous litigation and did not receive notice of that litigation?

Under the Freedom of Information Act ("FOIA"), any person has the right to obtain records from a federal agency. See Brief for Petitioner at 1; 5 U.S.C.

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Tapia v. United States

Issues

May a judge imprison a defendant, or sentence a defendant to a longer prison term, in order for the defendant to participate in a rehabilitation program?

 

Alejandra Tapia was convicted of smuggling illegal aliens and sentenced to fifty-one months in prison. At her sentencing, the district court factored in her history of substance abuse in its decision to give her a sentence beyond the minimum term so that she could enter and complete an in-custody drug rehabilitation program. Tapia appealed her sentence to the Ninth Circuit, which affirmed the district court's decision. Citing a circuit split, Tapia appealed to the Supreme Court, which granted certiorari to determine whether it was proper for the district court judge to cite Tapia's rehabilitative needs in ordering a longer prison sentence. Petitioner Tapia contends that the plain meaning of the Sentencing Reform Act and the legislative history behind this Act confirm that rehabilitation is an inappropriate consideration in prison sentencing. The United States agrees with Tapia and urges vacating the lower court decision. Writing as amicus curiae by invitation of the Supreme Court, Professor Stephanos Bibas asserts that under the Sentencing Reform Act, district courts may properly consider the rehabilitative potential of in-prison targeted treatment programs when determining a prison sentence. Ultimately, this decision will impact when a district court may use incarceration to punish defendants and may also affect particular groups of defendants sentenced to incarceration.

Questions as Framed for the Court by the Parties

May a district court give a defendant a longer prison sentence to promote rehabilitation, as the Eighth and Ninth Circuits have held, or is such a factor prohibited, as the Second, Third, Eleventh, and D.C. Circuits have held?

Alejandra Tapia was arrested while crossing into California from Mexico after a border officer found her smuggling two illegal aliens in her vehicle’s modified gas tank. See Brief for Petitioner, Alejandra Tapia at 2; 

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Taniguchi v. Kan Pacific Saipan, LTD

Issues

Whether a party can be awarded court costs for costs incurred in translating written documents.

 

After falling through a deck on property owned by Respondent Kan Pacific Saipan, LTD, Petitioner Kouichi Taniguchi filed suit against the company for negligence. The district court granted summary judgment in Kan Pacific’s favor, and also awarded the company costs under 28 U.S.C. § 1920(6); the award included costs incurred in translating various documents from Japanese to English. The Ninth Circuit upheld the lower court’s decision, holding that the phrase “compensation of interpreters” in § 1920(6) applies to written translations, in addition to verbal interpretations. Taniguchi now appeals, arguing that the statute’s plain meaning, structure, and legislative history indicate that the term “interpreters” should be limited to oral translators of spoken language. The Supreme Court will decide whether litigants can recover for non-verbal translation costs; this decision has the potential to increase recoverable court costs, and to deter meritorious litigation.

Questions as Framed for the Court by the Parties

Section 1920 of 28 U.S.C. sets out the categories of costs that may be awarded to the prevailing party in a federal lawsuit. One of the listed categories is “compensation of interpreters.” § 1920(6).

The question presented is whether costs incurred in translating written documents are “compensation of interpreters” for purposes of section 1920(6).

Petitioner Kouichi Taniguchi, a professional baseball player in Japan, dropped through a wooden deck during a tour of property belonging to Respondent Kan Pacific Saipan, LTD. See Taniguchi v. Kan Pacific Saipan, LTD, 633 F.3d 1218, 1219 (9th Cir.

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Sykes v. United States

Issues

Whether fleeing from a law enforcement officer in a vehicle is similar both in kind and in the degree of risk posed as the Armed Career Criminal Act's specifically enumerated felonies of burglary, arson, extortion, and crimes involving the use of explosives.

 

Faced with a prison sentence of more than fifteen years for committing three “violent felonies” under the Armed Career Criminal Act (“ACCA”), Marcus Sykes is challenging the Seventh Circuit Court of Appeals’ ruling that his conviction under Indiana law for fleeing from law enforcement officers in a vehicle constitutes a “violent felony.” Sykes argues that classifying his offense as a “violent felony” presumes that there is violence associated with flight from police. According to Sykes, such speculation by the courts may undermine the Sixth Amendment rights of individuals faced with a mandatory sentence enhancement and is inconsistent with the Supreme Court’s ruling that other offenses with a similar propensity for violence are not “violent felonies.” However, the United States contends that fleeing from police in a vehicle is both violent in nature and in practice, as it poses a risk of serious harm to law enforcement officers and members of the public. In light of this danger of violence, the United States believes that the Seventh Circuit properly treated vehicular flight as a “violent felony” under the ACCA. The Supreme Court’s decision would help resolve the disagreement between the Seventh and the Eleventh Circuit over this issue.

Questions as Framed for the Court by the Parties

Whether using a vehicle while knowingly or intentionally fleeing from a law enforcement officer after being ordered to stop constitutes a "violent felony" under the Armed Career Criminal Act, 18 U.S.C. § 924(e).

In 2008, police observed Marcus Sykes toss aside a gun after aborting his attempt to rob two individuals outside a liquor store in Indianapolis, Indiana. See United States v. Sykes, 598 F.3d 334, 335 (7th Cir. 2010). Police arrested Sykes for brandishing a gun, and Sykes subsequently pleaded guilty on July 22, 2008 to being a felon in possession of a firearm in violation of 18 U.S.C.

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Additional Resources

· Life Sentences Blog, Michael O’Hear: Rethinking the Categorical Approach to the ACCA (Jan. 4, 2011)

· Wisconsin Law Journal Staff: High Court Accepts Five Criminal Cases (Oct. 1, 2010)

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Summers v. Earth Island Institute

Issues

Whether the APA and Supreme Court precedent allow parties to directly challenge the Forest Service’s regulations limiting public notice, comment, and administrative appeals for certain projects even if the parties are not simultaneously challenging a site-specific application of the regulations.

 

Earth Island Institute and other conservation groups sued the United States Forest Service after it authorized application of regulations 36 C.F.R. 215.4(a) and 36 C.F.R. 215.12(f) to a planned salvage logging project in the Sequoia National Forest. The conservation groups claimed that the regulations, which limit public notice, comment and administrative appeals, were invalid under the Administrative Procedure Act, which protects the ability of the public to appeal administrative actions. The parties settled the dispute over the regulations as they were applied to the salvage logging project, but the conservation groups continued the suit as a direct facial challenge to the regulations themselves. At issue before the Supreme Court in this case is whether judicial review of the regulations was proper, whether the conservation groups established standing and ripeness to challenge the regulations after settling the controversy over the regulations’ application to the specific project, and whether issuing a nationwide injunction was a proper remedy. The outcome of the case will influence federal agencies’ requirements to provide administrative appeals, the ability of the public to challenge administrative actions, and the scope of equitable remedies against improper applications of agency regulations.

Questions as Framed for the Court by the Parties

1. Whether the Forest Service’s promulgation of 36 C.F.R. 215.4(a) and 215.12(f), as distinct from the particular site-specific project to which those regulations were applied in this case, was a proper subject of judicial review.

2. Whether respondents established standing to bring this suit.

3. Whether respondents’ challenge to 36 C.F.R. 215.4(a) and 215.12(f) remained ripe and was otherwise judicially cognizable after the timber sale to which the regulations had been applied was withdrawn, and respondents’ challenges to that sale had been voluntarily dismissed with prejudice, pursuant to a settlement between the parties.

4. Whether the court of appeals erred in affirming the nationwide injunction issued by the district court.

In 1992, Congress enacted the Forest Service Decisionmaking and Appeals Reform Act (“ARA”). See Brief for Petitioners, Priscilla Summers et al.

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Sturgeon v. Frost

Issues

Is the National Park Service’s authority to exercise regulatory control over non-public lands located within the National Park System limited by Section 103(c) of the Alaska National Interest Lands Conservation Act of 1980?

 

The Supreme Court will decide the extent to which the National Park Service (“NPS”) has the authority to regulate non-federal lands located within federal conservation system units (“CSUs”) under Section 103(c) of the Alaska National Interest Lands Conservation Act (“ANILCA”). See Brief for the Petitioner, John Sturgeon at 17. Petitioner John Sturgeon argues that Section 103(c) of ANILCA extends regulatory power to NPS only over public lands within the boundaries of CSUs and that lands and waters owned by the State, a Native Corporation, or a private party will not be subjected to such regulations. See id. Conversely, Respondent Bert Frost maintains that the contested navigable waters do not fall in the carve-out identified by Section 103(c) and that NPS has the authority to regulate such territory in the pursuit of federal interests. See Brief for the Respondent, Bert Frost at 25. The Supreme Court’s decision will impact the extent of Alaska’s control over resources within the state. See Brief for the Petitioner at 17.

Questions as Framed for the Court by the Parties

Does Section 103(c) of the Alaska National Interest Lands Conservation Act of 1980 prohibit the National Park Service from exercising regulatory control over State, Native Corporation, and private Alaska land physically located within the boundaries of the National Park System?

In September 2007, John Sturgeon was operating a state-registered hovercraft to access moose-hunting grounds surrounding the Nation River in the Yukon-Charley National Preserve in Alaska. Sturgeon v. Masica, 768 F.3d 1066, 1070 (9th Cir.

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Additional Resources

  1. Ethan Blevins, Supreme Court Will Decide the Reach of Federal Control Over Alaska, Pacific Legal Foundation (Nov. 24, 2015).
  2. Garrett Epps, A Constitutional Right to Hovercraft?, The Atlantic (Oct. 25, 2015).
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Stoneridge Investment Partners v. Scientific-Atlanta

Issues

Can a party be held liable for fraud where it made no misleading public statements (or omissions), and had no duty to disclose, but engaged in transactions with a public corporation designed to artificially inflate the public corporation's financial statements?

 

Stoneridge Investment Partners, LLC, brought a securities fraud class action against Charter Communications' vendors Scientific Atlanta and Motorola, alleging a scheme in which Charter contracted with the vendors to purchase set-top cable boxes at higher-than-normal prices and sell advertising at higher-than-normal rates. These transactions served to artificially inflate Charter's stock price. The United States District Court for the Eastern District of Missouri held that Stoneridge's claim was foreclosed by the Supreme Court's decision in Central Bank, N.A. v. First Interstate Bank, N.A., 511 U.S. 164 (1994), in which the Court determined that mere "aiders and abettors" of fraud cannot be held liable.  The Eighth Circuit affirmed. Thus, the issue before the Supreme Court is whether a party may be held liable for fraud where it made no misleading public statements (or omissions), and had no duty to do make disclosures, but engaged in transactions with a public corporation designed to artificially enhance the public corporation's financial statements.  How the Supreme Court decides this case may set a new standard for determining whether third-parties can be held liable for investor-related fraud.

Questions as Framed for the Court by the Parties

Does the Supreme Court's decision in Central Bank, N.A. v. First Interstate Bank, N.A., 511 U.S. 164 (1994), foreclose claims for deceptive conduct under section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5, where Respondents engaged in transactions with a public corporation with no legitimate business or economic purpose except to inflate artificially the public corporation's financial statements, but where Respondents themselves made no public statements concerning those transactions?

Charter Communications is a publicly traded cable company that provides digital services to millions of personal and business customers throughout the country. Brief for Petitioner at 4. In order to provide these services, Charter contracts with vendors, such as Respondents Scientific-Atlanta and Motorola, who provide set-top boxes and other equip

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Stolt-Nielsen S.A. v. AnimalFeeds International

Issues

Is reading a contract to allow class arbitration, when the contract does not expressly allow it, consistent with the Federal Arbitration Act, 9 U.S.C. §§ 1 et seq.?

 

AnimalFeeds filed a class action lawsuit against the four major parcel tanker transportation companies, including Stolt-Nielsen, alleging antitrust violations. As per a written contact between the parties, the case was referred to an arbitration panel. The contract, however, is silent as to whether class arbitrations are permissible. Stolt-Nielsen argues that the silence in the agreement should mean that class arbitration is not permitted, while AnimalFeeds claims the decision should be left to the arbitrators. The arbitrators decided to allow class arbitration, but the district court (S.D.N.Y.) refused. The Second Circuit reversed. The Supreme Court's decision will place an economic burden on the losing side and may affect international businesses decisions on whether to select a forum in the United States.

Questions as Framed for the Court by the Parties

In Green Tree Financial Corp. v. Bazzle, 539 U.S. 444 (2003), this Court granted certiorari to decide a question that had divided the lower courts: whether the Federal Arbitration Act permits the imposition of class arbitration when the parties' agreement is silent regarding class arbitration. The Court was unable to reach that question, however, because a plurality concluded that the arbitrator first needed to address whether the agreement there was in fact “silent.” That threshold obstacle is not present in this case, and the question presented here - which continues to divide the lower courts - is the same one presented in Bazzle:

Whether imposing class arbitration on parties whose arbitration clauses are silent on that issue is consistent with the Federal Arbitration Act, 9 U.S.C. §§ 1 et seq.

The Respondent in this case, AnimalFeeds International Corp., (“AnimalFeeds”) entered into international maritime agreements with the Petitioners parcel tanker transportation companies, Stolt-Nielsen SA, Stolt-Nielsen Transportation Group Ltd., Odjfell ASA, Odjfell Seachem AS, Odjfell USA, Inc., Jo Tankers B.V., Jo Tankers, Inc., and Tokyo Marine Ltd.

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Additional Resources

· Wex: Law about Admiralty

· Wex: Law about Arbitration

· American Arbitration Association's Policy on Class Arbitration

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Stern v. Marshall

Issues

Is it constitutional for a United States bankruptcy court to issue a final decision regarding a compulsory counterclaim based on state law, or is the bankruptcy court limited to only issuing final decisions regarding counterclaims which are based on “core” issues of the bankruptcy proceeding?

 

In 1994, J. Howard Marshall II, a very wealthy oil executive, married Vickie Lynn Marshall (“Vickie”), a model and actress who worked under the name Anna Nicole Smith. J. Howard Marshall died shortly thereafter, leaving the bulk of his estate to his son E. Pierce Marshall (“Pierce”). Vickie filed for Chapter 11 bankruptcy protection in 1996, and Pierce brought a defamation claim against her in the bankruptcy court. Vickie made a compulsory counterclaim, alleging that Pierce had tortiously interfered with J. Howard Marshall’s intent to give her part of his estate. The bankruptcy court rendered a judgment in favor of Vickie. Pierce eventually appealed to the Ninth Circuit, which reversed the bankruptcy court’s decision on the grounds that Vickie’s counterclaim was not a “core” proceeding, and therefore was improperly before the bankruptcy court. Vickie’s estate, represented by her executor Howard K. Stern, argues that the Ninth Circuit erroneously applied 28 U.S.C. § 157(b)(2)(C) because the provision categorically establishes compulsory counterclaims as core proceedings. The estate of Pierce Marshall asserts that the counterclaim raised in this case deals with a tort claim that arises under state law, and is therefore not part of the core proceedings. The Supreme Court’s decision in this case will determine whether Congress intended for 28 U.S.C. § 157(b)(2)(C) to categorize all compulsory counterclaims as core proceedings and, if this was Congress’ intent, whether this intent is constitutional.

Questions as Framed for the Court by the Parties

1) Whether the Ninth Circuit opinion, which renders §157(b)(2)(C) surplusage in light of §157(b)(2)(B), contravenes Congress’ intent in enacting §157(b)(2)(C).

2) Whether Congress may, under Articles I and III, constitutionally authorize core jurisdiction over debtors’ compulsory counterclaims to proofs of claim.

3) Whether the Ninth Circuit misapplied Marathon and Katchen and contravened this Court’s post-Marathon precedent, creating a circuit split in the process, by holding that Congress cannot constitutionally authorize non-Article III bankruptcy judges to enter final judgment on all compulsory counterclaims to proofs of claim.

In 1994, J. Howard Marshall II, a very wealthy retired oil executive, married Vickie Lynn Marshall (hereinafter “Vickie”); at the time of their marriage, she was 26 and he was 89. See In re Marshall, 600 F.3d 1037, 1041–42 (9th Cir.

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Additional Resources

· The Volokh Conspiracy, Todd Zywicki: Ninth Circuit Decision in Marshall v. Stern (Formerly Marshall v. Marshall) (Mar. 22, 2010)

· USA Today, Joan Biskupic: Supreme Court to Hear Anna Nicole Smith Estate Case (Oct. 1, 2010)

· New York Times, David Stout: Anna Nicole Smith Wins Supreme Court Case (May 1, 2006)

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